0001475045-23-000003.txt : 20230428 0001475045-23-000003.hdr.sgml : 20230428 20230428124231 ACCESSION NUMBER: 0001475045-23-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230428 DATE AS OF CHANGE: 20230428 EFFECTIVENESS DATE: 20230428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARY STREET PARTNERS FINANCIAL LLC CENTRAL INDEX KEY: 0001475045 IRS NUMBER: 200544286 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-480323 FILM NUMBER: 23863014 BUSINESS ADDRESS: STREET 1: 901 EAST BYRD STREET STREET 2: SUITE 1001 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-340-8100 MAIL ADDRESS: STREET 1: 901 EAST BYRD STREET STREET 2: SUITE 1001 CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: LUXON FINANCIAL LLC DATE OF NAME CHANGE: 20190115 FORMER COMPANY: FORMER CONFORMED NAME: Luxon Financial LLC DATE OF NAME CHANGE: 20171107 FORMER COMPANY: FORMER CONFORMED NAME: Cary Street Partners Holdings, LLC DATE OF NAME CHANGE: 20091022 D 1 primary_doc.xml X0708 D LIVE 0001475045 CARY STREET PARTNERS FINANCIAL LLC 901 EAST BYRD STREET SUITE 1001 RICHMOND VA VIRGINIA 23219 804-340-8100 VIRGINIA LUXON FINANCIAL LLC Luxon Financial LLC Cary Street Partners Holdings, LLC Limited Liability Company true Joseph R. Schmuckler 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Director Thomas H. Tullidge Jr. 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Director Douglas G. Stewart 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Director Richard M. Hazel 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Director Walter D. Bayne 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Thomas O. Herrick 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Hsueh-liang Chen 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Paige W. Garrigan 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Derron S. Slonecker 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Director Jessica Thompson 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Wesley Gallup 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Maria P. Tedesco 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Director Other Banking and Financial Services Decline to Disclose 06b false 2023-04-26 false true false 0 950002 950002 0 Represents the value of securities issued by the Issuer in consideration for services contributed by investors. false 2 0 0 0 false CARY STREET PARTNERS FINANCIAL LLC Thomas H. Tullidge Jr. Thomas H. Tullidge Jr. Chief Strategy Officer, Legal & Finance 2023-04-28