0001475045-17-000001.txt : 20170501 0001475045-17-000001.hdr.sgml : 20170501 20170501072919 ACCESSION NUMBER: 0001475045-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170501 DATE AS OF CHANGE: 20170501 EFFECTIVENESS DATE: 20170501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cary Street Partners Holdings, LLC CENTRAL INDEX KEY: 0001475045 IRS NUMBER: 200544286 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-285777 FILM NUMBER: 17798505 BUSINESS ADDRESS: STREET 1: 1210 EAST CARY ST. STREET 2: STE 300 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-340-8100 MAIL ADDRESS: STREET 1: 1210 EAST CARY ST. STREET 2: STE 300 CITY: RICHMOND STATE: VA ZIP: 23219 D 1 primary_doc.xml X0707 D LIVE 0001475045 Cary Street Partners Holdings, LLC 1210 EAST CARY ST. STE 300 RICHMOND VA VIRGINIA 23219 804-340-8100 VIRGINIA None None Limited Liability Company true Joseph R. Schmuckler 1210 East Cary Street Suite 300 Richmond VA VIRGINIA 23219 Executive Officer Director Mark M. Gambill 1210 East Cary Street Suite 300 Richmond VA VIRGINIA 23219 Executive Officer Director Mr. Gambill shall resign from issuer's Board of Managers, effective as of the initial closing of the offering. Thomas H. Tullidge 1210 East Cary Street Suite 300 Richmond VA VIRGINIA 23219 Executive Officer Director Douglas G. Stewart 1210 East Cary Street Suite 300 Richmond VA VIRGINIA 23219 Executive Officer Director Mr. Stewart shall resign from issuer's Board of Managers, effective as of the initial closing of the offering. Joseph M. Brower 1210 East Cary Street Suite 300 Richmond VA VIRGINIA 23219 Executive Officer Director Mr. Brower shall resign from issuer's Board of Managers, effective as of the initial closing of the offering. Walter D. Bayne 1210 East Cary Street Suite 300 Richmond VA VIRGINIA 23219 Executive Officer Director Mr. Bayne shall resign from issuer's Board of Managers, effective as of the initial closing of the offering. Thomas O. Herrick 1210 East Cary Street Suite 300 Richmond VA VIRGINIA 23219 Executive Officer Hsueh-liang Chen 1210 East Cary Street Suite 300 Richmond VA VIRGINIA 23219 Executive Officer Anson H. Beard 1210 East Cary Street Suite 300 Richmond VA VIRGINIA 23219 Executive Officer Director Mr. Beard shall join issuer as its President and a member of its Board of Managers, effective as of the initial closing of the offering. Sean P. Crawford 1210 East Cary Street Suite 300 Richmond VA VIRGINIA 23219 Executive Officer It is anticipated that Mr. Crawford will shortly join issuer as an officer. Other Banking and Financial Services Decline to Disclose 06b false true false true true true false 0 22635767 0 22635767 Includes $19M of New Series A Units (with investments in cash or through exchange of existing securities), $1,485,767 of Junior Equity Units for debt previously converted and $2.15M of new convertible notes for the exchange of existing convertible notes. false 0 0 0 1000000 true Represents an aggregate one year base salaries for executive officers. Issuer expects to pay such salaries from operating cash flow but may use a portion of the offering proceeds from time to time, as needed. false Cary Street Partners Holdings, LLC Joseph R. Schmuckler Joseph R. Schmuckler CEO 2017-04-28