0001474770-11-000007.txt : 20111007 0001474770-11-000007.hdr.sgml : 20111007 20111007110443 ACCESSION NUMBER: 0001474770-11-000007 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(6) FILED AS OF DATE: 20111007 DATE AS OF CHANGE: 20111007 EFFECTIVENESS DATE: 20111007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CRE Strategic Opportunity Fund CENTRAL INDEX KEY: 0001474770 IRS NUMBER: 270896721 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-135512 FILM NUMBER: 111131182 BUSINESS ADDRESS: STREET 1: 101 N. MAIN ST STREET 2: 12TH FLOOR CITY: GREENVILLE STATE: SC ZIP: 29601 BUSINESS PHONE: 864-679-4771 MAIL ADDRESS: STREET 1: 101 N. MAIN ST STREET 2: 12TH FLOOR CITY: GREENVILLE STATE: SC ZIP: 29601 D/A 1 primary_doc.xml X0704 D/A LIVE 0001474770 CRE Strategic Opportunity Fund 101 N. MAIN ST 12TH FLOOR GREENVILLE SC SOUTH CAROLINA 29601 864-679-4771 DELAWARE None None Limited Liability Company true 2009 X X CRE Strategic Opportunity Fund Management, LLC 101 N Main St 12th Floor Greenville SC SOUTH CAROLINA 29601 Executive Officer Manager of the issuer John W Boyd 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 Executive Officer Paul M Aiesi 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 Executive Officer Andrew M Reiken c/o CRE Strategic Opportunity Fund Mgmt 101 N. Main St., 12th Floor Greenville SC SOUTH CAROLINA 29601 Executive Officer Donald L Spalding c/o CRE Strategic Opportunity Fund Mgmt 101 N. Main St., 12th Floor Greenville SC SOUTH CAROLINA 29601 Executive Officer X X Poinsett Capital Advisors, LLC 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 Promoter X X Graycliff Capital Partners, LLC 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 Promoter REITS and Finance Decline to Disclose 06 3C 3C.6 true 0001474770-11-000006 2009-11-04 true true false 25000 SANDLAPPER Securities, LLC 137906 None None 101 N Main St 12th Floor Greenville SC SOUTH CAROLINA 29601 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS MA MASSACHUSETTS MN MINNESOTA NV NEVADA NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON SC SOUTH CAROLINA TX TEXAS UT UTAH WA WASHINGTON WY WYOMING false John B. Morris III 5155685 Sandlapper Securities, LLC 137906 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 NC NORTH CAROLINA false John Wyatt Boyd 2090782 Sandlapper Securities, LLC 137906 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 SC SOUTH CAROLINA TX TEXAS false John Holmes Ferguson 4947624 Nelsonreid, Inc. 45503 300 N. Lake Avenue #420 Pasadena CA CALIFORNIA 91101 CA CALIFORNIA NV NEVADA NJ NEW JERSEY NC NORTH CAROLINA false James Marten Lamont 2846228 Independent Financial Group, LLC 7717 1400 Grant Avenue #101 Novato CA CALIFORNIA 94948 CA CALIFORNIA IA IOWA NV NEVADA NC NORTH CAROLINA SC SOUTH CAROLINA false Gretchen M. Schorr 704073 Independent Financial Group, LLC 7717 32621 Avenida Lestonnac Temecula CA CALIFORNIA 92590 AZ ARIZONA CA CALIFORNIA DE DELAWARE MD MARYLAND OR OREGON false Paul M. Aiesi 5053454 Sandlapper Securities, LLC 137906 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 SC SOUTH CAROLINA false Toni Lynn Sutherland 2729672 Independent Financial Group, LLC 7717 9055 Soquel Drive Ste #H Aptos CA CALIFORNIA 95003 AZ ARIZONA CA CALIFORNIA FL FLORIDA HI HAWAII NJ NEW JERSEY WA WASHINGTON false Orlando C. Fernandez 1980142 SANDLAPPER Securities, LLC 137906 101 N. Main Street #1203 Greenville SC SOUTH CAROLINA 29601 CO COLORADO false Steven D. Meahan 1234042 Pacific West Securities, Inc. 6390 1547 Palos Verdes STE #406 Walnut Creek CA CALIFORNIA 94597 CA CALIFORNIA CO COLORADO false Trevor L. Gordon 2195122 Sandlapper Securities, LLC 137906 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS LA LOUISIANA MA MASSACHUSETTS MN MINNESOTA NV NEVADA NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON SC SOUTH CAROLINA TX TEXAS UT UTAH WA WASHINGTON WY WYOMING false Dwight K. Kay 5376903 Independent Financial Group 7717 1717 Palacios Drive Pedro CA CALIFORNIA 90732 CA CALIFORNIA CO COLORADO FL FLORIDA KS KANSAS NY NEW YORK OH OHIO false William M. Swayne 440968 Pacific West Securities 6390 420 Boylston Avenue E Seattle WA WASHINGTON 98102 AK ALASKA AZ ARIZONA CA CALIFORNIA CT CONNECTICUT FL FLORIDA HI HAWAII ID IDAHO IL ILLINOIS ME MAINE MA MASSACHUSETTS MO MISSOURI NM NEW MEXICO OR OREGON SC SOUTH CAROLINA TX TEXAS WA WASHINGTON false Russell Lynn Bacon 4542975 Pacific West Securities 6390 13303 Manchester Road St. Louis MO MISSOURI 63131 FL FLORIDA MO MISSOURI NY NEW YORK false Joshua D. Swayne 4296721 Pacific West Securities 6390 809 Fairview Place North #130 Seattle WA WASHINGTON 98109 AK ALASKA AZ ARIZONA CA CALIFORNIA FL FLORIDA ID IDAHO MO MISSOURI NM NEW MEXICO OR OREGON WA WASHINGTON false George Merhoff 2918171 Pacific West Securities 6390 626 S. 7th Street Klamath Falls OR OREGON 97601 AZ ARIZONA CA CALIFORNIA CO COLORADO HI HAWAII ID IDAHO IL ILLINOIS IA IOWA NV NEVADA OR OREGON SC SOUTH CAROLINA SD SOUTH DAKOTA UT UTAH false Billy W. Martin 2021424 Pacific West Securities, Inc. 6390 2027 Broadway Cape Girardeau MO MISSOURI 63701 IL ILLINOIS MO MISSOURI OK OKLAHOMA TX TEXAS false Jack C. Bixler 22331 Sandlapper Securities, LLC 137906 101 N. Main Street STE #1203 Greenville SC SOUTH CAROLINA 29601 CA CALIFORNIA GA GEORGIA MA MASSACHUSETTS MN MINNESOTA OH OHIO SC SOUTH CAROLINA false Neal M. Woodard 5461016 Pacific West Securities 6390 1951 Evelyn Byrd Avenue STE - E Harrisonburg VA VIRGINIA 22801 CA CALIFORNIA NY NEW YORK OR OREGON SC SOUTH CAROLINA UT UTAH VA VIRGINIA false Craig W. Hubler 1194371 Stephen A. Kohn & Associates, LTD 41067 6950 SW Hampton Street STE #100 Tigard OR OREGON 97223-8330 CA CALIFORNIA CT CONNECTICUT OR OREGON WA WASHINGTON false Haynes L. Kendall Jr. 1274737 Independent Financial Group, LLC 7717 31461 Rancho Viejo Road STE #104 San Juan Capistrano CA CALIFORNIA 92675 AZ ARIZONA CA CALIFORNIA CO COLORADO MO MISSOURI NV NEVADA OK OKLAHOMA OR OREGON TX TEXAS VA VIRGINIA false Tracy Rae Turner 1385745 Lighthouse Capital Corporation 41812 6856 Embarcadero Lane Carlsbad CA CALIFORNIA 92011 AZ ARIZONA CA CALIFORNIA false Robert L. Boggess 5007422 Allied Beacon Partners, Inc. 46227 7501 Boulder View Drive STE #601 Richmond VA VIRGINIA 23225 CA CALIFORNIA SC SOUTH CAROLINA SD SOUTH DAKOTA WA WASHINGTON false George K. Jeffers 1458438 SANDLAPPER Securities, LLC 137906 101 N. Main Street #1203 Greenville SC SOUTH CAROLINA 29601 OH OHIO false Mark C. Pedersen 1283866 SANDLAPPER Securities, LLC 137906 101 N. Main Street #1203 Greenville SC SOUTH CAROLINA 29601 NC NORTH CAROLINA false Zoltan R. Posa 4277093 Independent Financial Group, LLC 7717 2856 E. Sonora Palm Springs CA CALIFORNIA 92264 CA CALIFORNIA CO COLORADO OR OREGON false C. Grant Conness 4778193 G.F. Investment Services, LLC 132939 2740 E. Oakland Pk Blvd. STE #201 Fort Lauderdale FL FLORIDA 33306 CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA IL ILLINOIS LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN NJ NEW JERSEY NM NEW MEXICO NY NEW YORK PA PENNSYLVANIA VA VIRGINIA false Robert A. Cannon 2765289 Pacific West Securities 6390 371 NE Gilman Blvd STE #310 Issaquah WA WASHINGTON 98027 All States false Ryan O. Smith 4340304 DFPG Investments, Inc. 155576 406 W. South Jordan Parkway STE #200 South Jordan UT UTAH 84095 AK ALASKA CA CALIFORNIA ID IDAHO KY KENTUCKY MO MISSOURI NV NEVADA OK OKLAHOMA UT UTAH WA WASHINGTON false Joseph R. Broadbent 3132498 Orchard Securities, LLC 133378 12547 S. 1745 E Draper UT UTAH 84020 AK ALASKA CA CALIFORNIA GA GEORGIA MT MONTANA PA PENNSYLVANIA UT UTAH WV WEST VIRGINIA false Jung H. Lee 4410932 Independent Financial Group, LLC 7717 155 NE 100th Street #403 Seattle WA WASHINGTON 98125 AZ ARIZONA CA CALIFORNIA IL ILLINOIS NJ NEW JERSEY WA WASHINGTON false Andrew C. Bolt 1594587 Berthel, Fisher & Company Financial Services, Inc. 13609 133 Indian Lake Road 101 Hendersonville TN TENNESSEE 37075 MD MARYLAND MO MISSOURI TN TENNESSEE false Barry W. LeMay 306332 Pacific West Securities, Inc. 6390 2542 S. Bascom Avenue #110 Campbell CA CALIFORNIA 95008 AZ ARIZONA CA CALIFORNIA ID IDAHO MN MINNESOTA OR OREGON PA PENNSYLVANIA VA VIRGINIA WA WASHINGTON false Christina S. Nielson 4866971 Orchard Securities, LLC 16878 11650 S. State Street #225 Draper UT UTAH 84020 AZ ARIZONA CA CALIFORNIA MN MINNESOTA OK OKLAHOMA UT UTAH false John P. Harvey JR 4227692 SANDLAPPER Securities, LLC 137906 101 N. Main Street #1203 Greenville SC SOUTH CAROLINA 29601 CA CALIFORNIA CO COLORADO NY NEW YORK OR OREGON TX TEXAS false James F. Crawford JR 1327638 Pacific West Securities, Inc. 6390 1951 Evelyn Byrd Ave STE E Harrisonburg VA VIRGINIA 22801 CO COLORADO GA GEORGIA MD MARYLAND NY NEW YORK SC SOUTH CAROLINA VA VIRGINIA WV WEST VIRGINIA false James R. Crocker 5127548 Pacific West Securities 6390 319 Diablo Road #103 Danville CA CALIFORNIA 94526 AZ ARIZONA CA CALIFORNIA NJ NEW JERSEY NY NEW YORK OR OREGON WA WASHINGTON false Jerald F. Gunn 2475036 Pacific West Securities 6390 236 Clara Street #6 San Francisco CA CALIFORNIA 94107 CA CALIFORNIA FL FLORIDA false Joshua C. Koehnen 4551444 Independent Financial Group 7717 2525 Camino Del Rio S. #152 San Diego CA CALIFORNIA 92108 AZ ARIZONA CA CALIFORNIA KY KENTUCKY NV NEVADA OH OHIO false Lawrence B. Miller 4715505 Whitehall Parker Securities, Inc. 10608 477 Pacific Drive 2nd Floor San Francisco CA CALIFORNIA 94133 CA CALIFORNIA false Levick (Lee) Henry 5010732 Pacific West Securities 6390 4300 B Street #505 Anchorage AK ALASKA 99503 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA HI HAWAII NV NEVADA OR OREGON TX TEXAS WA WASHINGTON false Patrick L. Horn 2559951 Pacific West Securities 6390 7545 Irvine Center Drive #200 Irvine CA CALIFORNIA 92618 CA CALIFORNIA MA MASSACHUSETTS NE NEBRASKA NJ NEW JERSEY OR OREGON false Richard J. Zaegel 851991 Pacific West Securities 6390 1229 S. Laclede Station Rd Webster Groves MO MISSOURI 63119 AK ALASKA AZ ARIZONA CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS KS KANSAS MI MICHIGAN MO MISSOURI TX TEXAS VA VIRGINIA false Robyn H. Lee 2846656 Independent Financial Group 7717 1777 Borel Place #415 San Mateo CA CALIFORNIA 94402 CA CALIFORNIA FL FLORIDA NV NEVADA NM NEW MEXICO OR OREGON WA WASHINGTON false Michael Gregory Steinthal 435071 Primex 29394 45 Knollwood Road 4th Floor Elmsford NY NEW YORK 10523 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA false Padma Chintapalli 3041617 Bluerock Capital Markets, LLC 136974 5775 Wayzata Blvd. STE #960 Minneapolis MN MINNESOTA 55416 AZ ARIZONA CA CALIFORNIA ID IDAHO MI MICHIGAN MN MINNESOTA NY NEW YORK PA PENNSYLVANIA WA WASHINGTON false Kelly H. Clyde 4825839 Independent Financial Group, LLC 7717 4630 Campus Drive STE #104 Newport Beach CA CALIFORNIA 92660 AZ ARIZONA CA CALIFORNIA DC DISTRICT OF COLUMBIA FL FLORIDA NM NEW MEXICO TX TEXAS WA WASHINGTON false Kenneth C. Miles 812979 Independent Financial Group, LLC 7717 242 E. Airport Drive STE #210 San Bernardino CA CALIFORNIA 92408 CA CALIFORNIA FL FLORIDA HI HAWAII NV NEVADA NY NEW YORK OR OREGON false Johnathan (Jack) R. Creighton 1495897 Concorde Investment Services, LLC 151604 350 Lincoln Street #2400 Hingham MA MASSACHUSETTS 02043 CA CALIFORNIA FL FLORIDA GA GEORGIA MA MASSACHUSETTS MO MISSOURI NJ NEW JERSEY NY NEW YORK RI RHODE ISLAND VT VERMONT VA VIRGINIA false Michael L. Hollinsworth 1387904 Pacific West Securities 6390 555 S. Renton Village Place #700 Renton WA WASHINGTON 98057 OR OREGON TX TEXAS WA WASHINGTON false Debra J. Schleining 2768752 Lighthouse Capital Corp. 41812 659 Abrego Street #6 Monterey CA CALIFORNIA 93940 NE NEBRASKA false Daniel J. Luke 4324353 DFPG Investments, Inc. 155576 406 W. S. Jordan Parkway #200 S. Jordan UT UTAH 84095 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA ID IDAHO IA IOWA KY KENTUCKY MO MISSOURI NV NEVADA OH OHIO TX TEXAS UT UTAH WA WASHINGTON WY WYOMING false Ralph Roy Ramirez 370490 Lighthouse Capital Corporation 41812 659 Abrego Street STE #6 Monterey CA CALIFORNIA 93940 CA CALIFORNIA false Michael John Skagen 4085157 Pacific West Securities 6390 555 S. Renton Village Place STE #700 Renton WA WASHINGTON 98057 CA CALIFORNIA ID IDAHO WA WASHINGTON false Damian J. Dering 2854253 Independent Financial Group 7717 100 N. Westlake Blvd STE 203 Westlake Village CA CALIFORNIA 91362 AZ ARIZONA CA CALIFORNIA FL FLORIDA GA GEORGIA TX TEXAS WA WASHINGTON false Larry G. Burkholder 4002938 Independent Financial Group 7717 100 N. Westlake Blvd. STE 203 Westlake Village CA CALIFORNIA 91362 AZ ARIZONA CA CALIFORNIA WA WASHINGTON false Ashlee Rae Turner 5467536 Lighthouse Capital Corporation 41812 659 Abrego Street STE 6 Monterey CA CALIFORNIA 93940 CA CALIFORNIA WA WASHINGTON false David G. Elhoff 855864 Independent Financial Group 7717 5075 Shoreham Place STE 200 San Diego CA CALIFORNIA 92122 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA HI HAWAII IN INDIANA IA IOWA KY KENTUCKY LA LOUISIANA MD MARYLAND MI MICHIGAN MT MONTANA NV NEVADA OH OHIO OR OREGON SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON false 25000000 16402843 8597157 false 244 2625000 true 0 250000 true false CRE Strategic Opportunity Fund Paul M. Aiesi Paul M. Aiesi Vice President 2011-10-07