0001474770-11-000003.txt : 20110412 0001474770-11-000003.hdr.sgml : 20110412 20110412170351 ACCESSION NUMBER: 0001474770-11-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(6) FILED AS OF DATE: 20110412 DATE AS OF CHANGE: 20110412 EFFECTIVENESS DATE: 20110412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CRE Strategic Opportunity Fund CENTRAL INDEX KEY: 0001474770 IRS NUMBER: 270896721 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-135512 FILM NUMBER: 11755458 BUSINESS ADDRESS: STREET 1: 101 N. MAIN ST STREET 2: 12TH FLOOR CITY: GREENVILLE STATE: SC ZIP: 29601 BUSINESS PHONE: 864-679-4771 MAIL ADDRESS: STREET 1: 101 N. MAIN ST STREET 2: 12TH FLOOR CITY: GREENVILLE STATE: SC ZIP: 29601 D/A 1 primary_doc.xml X0704 D/A LIVE 0001474770 CRE Strategic Opportunity Fund 101 N. MAIN ST 12TH FLOOR GREENVILLE SC SOUTH CAROLINA 29601 864-679-4771 DELAWARE None None Limited Liability Company true 2009 X X CRE Strategic Opportunity Fund Management, LLC 101 N Main St 12th Floor Greenville SC SOUTH CAROLINA 29601 Executive Officer Manager of the issuer John W Boyd 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 Executive Officer Paul M Aiesi 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 Executive Officer Andrew M Reiken c/o CRE Strategic Opportunity Fund Mgmt 101 N. Main St., 12th Floor Greenville SC SOUTH CAROLINA 29601 Executive Officer Donald L Spalding c/o CRE Strategic Opportunity Fund Mgmt 101 N. Main St., 12th Floor Greenville SC SOUTH CAROLINA 29601 Executive Officer X X Poinsett Capital Advisors, LLC 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 Promoter X X Graycliff Capital Partners, LLC 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 Promoter REITS and Finance Decline to Disclose 06 3C 3C.6 true 0001474770-11-000002 2009-11-04 true true false 25000 SANDLAPPER Securities, LLC 137906 None None 101 N Main St 12th Floor Greenville SC SOUTH CAROLINA 29601 CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA MN MINNESOTA NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA SC SOUTH CAROLINA false John B. Morris III 5155685 Sandlapper Securities, LLC 137906 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 NC NORTH CAROLINA SC SOUTH CAROLINA false John Wyatt Boyd 2090782 Sandlapper Securities, LLC 137906 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 GA GEORGIA NC NORTH CAROLINA SC SOUTH CAROLINA false John Holmes Ferguson 4947624 Steven L. Falk & Associates, Inc. 14297 300 N. Lake Avenue #420 Pasadena CA CALIFORNIA 91101 CA CALIFORNIA FL FLORIDA NJ NEW JERSEY NY NEW YORK false James Marten Lamont 2846228 Independent Financial Group, LLC 7717 1400 Grant Avenue #101 Novato CA CALIFORNIA 94948 CA CALIFORNIA IA IOWA NV NEVADA NC NORTH CAROLINA SC SOUTH CAROLINA false Gretchen M. Schorr 704073 Independent Financial Group, LLC 7717 32621 Avenida Lestonnac Temecula CA CALIFORNIA 92590 AZ ARIZONA CA CALIFORNIA MD MARYLAND OR OREGON false Paul M. Aiesi 5053454 Sandlapper Securities, LLC 137906 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 SC SOUTH CAROLINA false Toni Lynn Sutherland 2729672 Independent Financial Group, LLC 7717 9039 Soquel Drive Ste #2 Aptos CA CALIFORNIA 95003 CA CALIFORNIA FL FLORIDA HI HAWAII NJ NEW JERSEY false Orlando C. Fernandez 1980142 Harrison Douglas, Inc. 16515 3025 S. Parker Road #801 Aurora CO COLORADO 80014 AZ ARIZONA CO COLORADO IN INDIANA OH OHIO VA VIRGINIA false Richard E. Woollen 1342719 Harrison Douglas, Inc. 16515 4301 Belknap Road Charlotte NC NORTH CAROLINA 28211 NC NORTH CAROLINA false Steven D. Meahan 1234042 Pacific West Securities, Inc. 6390 555 S. Renton Village Place STE #700 Renton WA WASHINGTON 98057 CA CALIFORNIA CO COLORADO false Trevor L. Gordon 2195122 Sandlapper Securities, LLC 137906 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA MN MINNESOTA NY NEW YORK NC NORTH CAROLINA OH OHIO SC SOUTH CAROLINA false Dwight K. Kay 5376903 Independent Financial Group 7717 12636 High Bluff Drive #100 San Diego CA CALIFORNIA 92130 CA CALIFORNIA CO COLORADO NY NEW YORK OH OHIO false William M. Swayne 440968 Pacific West Securities 6390 420 Boylston Avenue E Seattle WA WASHINGTON 98102 All States false Russell Lynn Bacon 4542975 Pacific West Securities 6390 13303 Manchester Road St. Louis MO MISSOURI 63131 FL FLORIDA MO MISSOURI NY NEW YORK false Joshua Swayne 4296721 Pacific West Securities 6390 420 Boylston Avenue E Seattle WA WASHINGTON 98102 AL ALABAMA AZ ARIZONA HI HAWAII ID IDAHO OR OREGON WA WASHINGTON false George Merhoff 2918171 Pacific West Securities 6390 626 S. 7th Street Klamath Falls OR OREGON 97601 CA CALIFORNIA OR OREGON WA WASHINGTON false James W. Logan 1699165 Sandlapper Securities, LLC 137906 101 N. Main Street 12th Floor Greenville SC SOUTH CAROLINA 29601 SC SOUTH CAROLINA false Billy W. Martin 2021424 Pacific West Securities, Inc. 6390 2027 Broadway Cape Girardeau MO MISSOURI 63701 IL ILLINOIS MO MISSOURI OK OKLAHOMA TX TEXAS false Jack C. Bixler 22331 Sandlapper Securities, LLC 137906 101 N. Main Street STE #1203 Greenville SC SOUTH CAROLINA 29601 CA CALIFORNIA GA GEORGIA MN MINNESOTA OH OHIO SC SOUTH CAROLINA false Neal M. Woodard 5461016 Pacific West Securities 6390 1951 Evelyn Byrd Avenue STE - E Harrisonburg VA VIRGINIA 22801 NY NEW YORK SC SOUTH CAROLINA VA VIRGINIA false Craig W. Hubler 1194371 Stephen A. Kohn & Associates, LTD 41067 6950 SW Hampton Street STE #100 Tigard OR OREGON 97223-8330 CA CALIFORNIA CT CONNECTICUT OR OREGON WA WASHINGTON false Haynes L. Kendall Jr. 1274737 Independent Financial Group, LLC 7717 31461 Rancho Viejo Road STE #104 San Juan Capistrano CA CALIFORNIA 92675 AZ ARIZONA CA CALIFORNIA CO COLORADO MO MISSOURI NV NEVADA OK OKLAHOMA OR OREGON TX TEXAS VA VIRGINIA false Tracy Rae Turner 1385745 Lighthouse Capital Corporation 41812 659 Abrego Street STE #6 Monterey CA CALIFORNIA 93940 AZ ARIZONA CA CALIFORNIA false Robert L. Boggess 5007422 OMNI Brokerage, Inc. 16878 150 W. Civic Center Drive STE #103 Sandy UT UTAH 84070 CA CALIFORNIA ID IDAHO MT MONTANA OR OREGON UT UTAH WA WASHINGTON false George K. Jeffers 1458438 Harrison Douglas, Inc. 16515 20325 Center Ridge Road #614 Rocky River OH OHIO 44116 CA CALIFORNIA OH OHIO false Mark C. Pedersen 1283866 Harrison Douglas, Inc. 16515 5116 Saddle Horn Trail Matthews NC NORTH CAROLINA 28104 CA CALIFORNIA CT CONNECTICUT NC NORTH CAROLINA false Zoltan R. Posa 4277093 Independent Financial Group, LLC 7717 41-750 Rancho Las Palmas Drive Agua Blanca Plaza, Bldg-G Rancho Mirage CA CALIFORNIA 92270 CA CALIFORNIA CO COLORADO OR OREGON false C. Grant Conness 4778193 G.F. Investment Services, LLC 132939 1200 N. Federal Highway STE #200 Boca Raton FL FLORIDA 33432 CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA IL ILLINOIS LA LOUISIANA MI MICHIGAN NJ NEW JERSEY NM NEW MEXICO PA PENNSYLVANIA VA VIRGINIA false Robert A. Cannon 2765289 Pacific West Securities 6390 371 NE Gilman Blvd STE #310 Issaquah WA WASHINGTON 98027 All States false Ryan O. Smith 4340304 OMNI Brokerage, Inc. 16878 406 W. South Jordan Parkway STE #200 South Jordan UT UTAH 84095 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA ID IDAHO MT MONTANA NV NEVADA NY NEW YORK TX TEXAS UT UTAH VA VIRGINIA WY WYOMING false Joseph R. Broadbent 3132498 OMNI Brokerage, Inc. 16878 2040 Murray-Holladay Road #201 Salt Lake City UT UTAH 84117 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA ID IDAHO IN INDIANA MI MICHIGAN MO MISSOURI MT MONTANA NV NEVADA NY NEW YORK PA PENNSYLVANIA UT UTAH false Jung H. Lee 4410932 Independent Financial Group, LLC 7717 155 NE 100th Street #403 Seattle WA WASHINGTON 98125 AZ ARIZONA CA CALIFORNIA GA GEORGIA MO MISSOURI NJ NEW JERSEY WA WASHINGTON false Andrew C. Bolt 1594587 Harrison Douglas, Inc. 16515 3025 South Parker Road #801 Aurora CO COLORADO 80014 LA LOUISIANA MD MARYLAND MO MISSOURI TN TENNESSEE false Barry W. LeMay 306332 Pacific West Securities, Inc. 6390 2315 S. Bascom Avenue Campbell CA CALIFORNIA 95008 AZ ARIZONA CA CALIFORNIA FL FLORIDA ID IDAHO OR OREGON PA PENNSYLVANIA VA VIRGINIA WA WASHINGTON false Christina S. Nielson 4866971 OMNI Brokerage, Inc. 16878 One City Blvd. West #870 Orange CA CALIFORNIA 92868 AR ARKANSAS CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS OK OKLAHOMA OR OREGON VA VIRGINIA WA WASHINGTON false John P. Harvey JR 4227692 OMNI Brokerage, Inc. 16878 One City Blvd. West #870 Orange CA CALIFORNIA 92868 AR ARKANSAS CA CALIFORNIA HI HAWAII IL ILLINOIS MI MICHIGAN MT MONTANA NC NORTH CAROLINA TX TEXAS false James F. Crawford JR 1327638 Pacific West Securities, Inc. 6390 1951 Evelyn Byrd Ave STE E Harrisonburg VA VIRGINIA 22801 CO COLORADO GA GEORGIA KY KENTUCKY MD MARYLAND NY NEW YORK SC SOUTH CAROLINA VA VIRGINIA WV WEST VIRGINIA false James R. Crocker 5127548 Pacific West Securities 6390 319 Diablo Road #103 Danville CA CALIFORNIA 94526 AZ ARIZONA CA CALIFORNIA NJ NEW JERSEY NY NEW YORK OR OREGON UT UTAH WA WASHINGTON false Jerald F. Gunn 2475036 Pacific West Securities 6390 236 Clara Street #6 San Francisco CA CALIFORNIA 94107 CA CALIFORNIA FL FLORIDA false John L. Mitchell 336967 Pacific West Securities 6390 2240 Hidden Hills Lane Lincoln CA CALIFORNIA 95648 CA CALIFORNIA HI HAWAII false Joshua C. Koehnen 4551444 Independent Financial Group 7717 2525 Camino Del Rio S. #152 San Diego CA CALIFORNIA 92108 AZ ARIZONA CA CALIFORNIA KY KENTUCKY NV NEVADA OH OHIO false Lawrence B. Miller 4715505 Independent Financial Group 7717 10 Valley Oaks Place Santa Rosa CA CALIFORNIA 95409 CA CALIFORNIA false Levick (Lee) Henry 5010732 Pacific West Securities 6390 4300 B Street #505 Anchorage AK ALASKA 99503 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA HI HAWAII NV NEVADA OR OREGON TX TEXAS WA WASHINGTON false Patrick L. Horn 2559951 Pacific West Securities 6390 7545 Irvine Center Drive #200 Irvine CA CALIFORNIA 92618 CA CALIFORNIA MA MASSACHUSETTS NE NEBRASKA NJ NEW JERSEY OR OREGON false Richard E. Wielde 466354 White Pacific Securities, Inc. 42505 100 Pine Street #500 San Francisco CA CALIFORNIA 94111 AZ ARIZONA CA CALIFORNIA WA WASHINGTON false Richard J. Zaegel 851991 Pacific West Securities 6390 1229 S. Laclede Station Rd Webster Groves MO MISSOURI 63119 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS KS KANSAS MI MICHIGAN MO MISSOURI NJ NEW JERSEY TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA false Robyn H. Lee 2846656 Independent Financial Group 7717 1777 Borel Place #415 San Mateo CA CALIFORNIA 94402 CA CALIFORNIA FL FLORIDA NV NEVADA NM NEW MEXICO OR OREGON WA WASHINGTON false Michael Gregory Steinthal 435071 Primex 29394 575 Madison Avenue 10th Floor New York NY NEW YORK 10022 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA false Padma Chintapalli 3041617 Halcyon Capital Markets, LLC 136974 5775 Wayzata Blvd. STE #960 Minneapolis MN MINNESOTA 55416 AZ ARIZONA CA CALIFORNIA ID IDAHO MI MICHIGAN MN MINNESOTA NY NEW YORK PA PENNSYLVANIA TN TENNESSEE WA WASHINGTON false Kelly H. Clyde 4825839 Independent Financial Group, LLC 7717 4630 Campus Drive STE #104 Newport Beach CA CALIFORNIA 92660 AZ ARIZONA CA CALIFORNIA DC DISTRICT OF COLUMBIA FL FLORIDA NV NEVADA NM NEW MEXICO TX TEXAS WA WASHINGTON false Kenneth C. Miles 812979 Independent Financial Group, LLC 7717 242 E. Airport Drive STE #210 San Bernardino CA CALIFORNIA 92408 CA CALIFORNIA FL FLORIDA HI HAWAII NV NEVADA NY NEW YORK OR OREGON false Jack Creighton 1495897 OMNI Brokerage 16878 350 Lincoln Street #2400 Hingham MA MASSACHUSETTS 02043 CA CALIFORNIA CO COLORADO ME MAINE MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA false Michael L. Hollinsworth 1387904 Pacific West Securities 6390 555 S. Renton Village Place #700 Renton WA WASHINGTON 98057 OR OREGON TX TEXAS WA WASHINGTON false Debra J. Schleining 2768752 Lighthouse Capital Corp. 41812 659 Abrego Street #6 Monterey CA CALIFORNIA 93940 NE NEBRASKA false Daniel J. Luke 4324353 OMNI Brokerage 16878 406 W. S. Jordan Parkway #200 S. Jordan UT UTAH 84095 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA ID IDAHO IA IOWA KY KENTUCKY MO MISSOURI NV NEVADA OH OHIO TX TEXAS UT UTAH WA WASHINGTON WY WYOMING false 25000000 12656241 12343759 false 188 2625000 true 0 250000 true false CRE Strategic Opportunity Fund John W. Boyd John W. Boyd Chief Executive Officer 2011-04-12