-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HUJD5D7kXPGMBtLn/ga2oYKWoGtJPUP41mGiESibv1vKiSXka+wjN7+FK6DHV/dA vUOHCusbnCbZ9x1K4aAPaQ== 0001140361-09-028959.txt : 20091214 0001140361-09-028959.hdr.sgml : 20091214 20091214145802 ACCESSION NUMBER: 0001140361-09-028959 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20091214 DATE AS OF CHANGE: 20091214 EFFECTIVENESS DATE: 20091214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Thomson Horstmann & Bryant Small Cap Trust CENTRAL INDEX KEY: 0001473103 IRS NUMBER: 526924495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-136885 FILM NUMBER: 091238585 BUSINESS ADDRESS: STREET 1: OLD MUTUAL ASSET MANAGEMENT TRUST CO STREET 2: 200 CLARENDON STREET, 52ND FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-369-7300 MAIL ADDRESS: STREET 1: OLD MUTUAL ASSET MANAGEMENT TRUST CO STREET 2: 200 CLARENDON STREET, 52ND FLOOR CITY: BOSTON STATE: MA ZIP: 02116 D 1 primary_doc.xml X0603 D LIVE 0001473103 Thomson Horstmann & Bryant Small Cap Trust OLD MUTUAL ASSET MANAGEMENT TRUST CO 200 CLARENDON STREET, 52ND FLOOR BOSTON MA 02116 617-369-7300 DELAWARE Thompson Horstmann & Bryant Small Cap Common Trust None Limited Liability Company true 2006 n/a Old Mutual Asset Management Trust Company 200 Clarendon Street 52nd Floor Boston MA 02116 Promoter Old Mutual Asset Management Trust Company ("OMAMTC") is the Investment Manager of the Issuer (its portfolio) Thomas M. Turpin Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Executive Officer Director Officer/Director of OMAMTC Virginia M. Turner Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Executive Officer Officer of OMAMTC Brian Dillon Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Executive Officer Officer of OMAMTC Joan R. Gulinello Old Mutual Asset Management Trust Co 200 Clenrendon Street, 52nd Floor Boston MA 02116 Executive Officer Officer of OMAMTC Kathy Nicholl Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Executive Officer Officer of OMAMTC Vincent Manning Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Executive Officer Officer of OMAMTC Linda T. Gibson Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Director Director of OMAMTC Eric L. Marhoun Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Director Director of OMAMTC John S. Cotner Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Director Director of OMAMTC Mary J. Kirby Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Director Director of OMAMTC Karen F. Kupferberg Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Director Director of OMAMTC Kevin G. Quinn Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Director Director of OMAMTC Peter L. Rollins Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Director Director of OMAMTC David H. Smith Old Mutual Asset Management Trust Co 200 Clarendon Street, 52nd Floor Boston MA 02116 Director Director of OMAMTC Pooled Investment Fund Other Investment Fund false Decline to Disclose 06 3C.1 false 2006-08-11 true true Units of Beneficial Interest false 0 Indefinite 151924376 Indefinite Total aggregate sales are $151,924,375.72 false 14 0 0 0 false Thomson Horstmann & Bryant Small Cap Trust /s/ Virginia M. Turner Virginia M. Turner Sr Vice President of OMAMTC, on behalf of its portfolio 2008-12-11 -----END PRIVACY-ENHANCED MESSAGE-----