-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OCDWKc2n9m5RCIiJMf8FWdUGyiU0sP3+G4khHGkwcPOhbLmR/DNSmMS2AYri6Dd7 a28AqJvc/DfQvo8O/Mnsqw== 0001472631-09-000002.txt : 20090921 0001472631-09-000002.hdr.sgml : 20090921 20090921170709 ACCESSION NUMBER: 0001472631-09-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20090921 DATE AS OF CHANGE: 20090921 EFFECTIVENESS DATE: 20090921 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockefeller Opportunistic Credit Fund, LLC CENTRAL INDEX KEY: 0001472631 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-134600 FILM NUMBER: 091079372 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA STREET 2: ROOM 5600 CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 212.649.5600 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA STREET 2: ROOM 5600 CITY: NEW YORK STATE: NY ZIP: 10112 D 1 primary_doc.xml X0502 D LIVE 0001472631 Rockefeller Opportunistic Credit Fund, LLC 30 ROCKEFELLER PLAZA ROOM 5600 NEW YORK NY 10112 212.649.5600 None DELAWARE Limited Liability Company true 2009 n/a n/a Rockefeller Fund Managers, LLC 30 Rockefeller Plaza Room 5600 New York NY 10112 Promoter Managing Member of the Issuer ("Manager") n/a n/a Rockefeller & Co., Inc. 30 Rockefeller Plaza Room 5600 New York NY 10112 Promoter Sole Managing Member of the Manager ("Sole Member") Pooled Investment Fund Other Investment Fund false Decline to Disclose 06 3C 3C.7 false 2009-06-01 false true false 500000 Indefinite 37026000 Indefinite false 40 0 0 0 Manager will receive an annual Mgmt. and Adm. fee equal to 0.95% of the NAV of each member's capital account and a Carried Interest of 5% in proportion to the Capital Commitments of the Members after Members receive 100% of their Capital Commitments. false Rockefeller Opportunistic Credit Fund, LLC /s/ Timothy J. McCarthy Timothy J. McCarthy Authorized Person of Issuer 2009-09-21 -----END PRIVACY-ENHANCED MESSAGE-----