0000945621-13-000386.txt : 20131230 0000945621-13-000386.hdr.sgml : 20131230 20131230123510 ACCESSION NUMBER: 0000945621-13-000386 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20131230 DATE AS OF CHANGE: 20131230 EFFECTIVENESS DATE: 20131230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockefeller Opportunistic Credit Fund, LLC CENTRAL INDEX KEY: 0001472631 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-134600 FILM NUMBER: 131302057 BUSINESS ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212.549.5100 MAIL ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 D/A 1 primary_doc.xml X0707 D/A LIVE 0001472631 Rockefeller Opportunistic Credit Fund, LLC 10 ROCKEFELLER PLAZA 3RD FLOOR NEW YORK NY NEW YORK 10020 212.549.5100 DELAWARE None None Limited Liability Company true 2009 n/a n/a Rockefeller Fund Managers, LLC 10 Rockefeller Plaza 3rd Floor New York NY NEW YORK 10020 Promoter Managing Member of the Issuer ("Manager") n/a n/a Rockefeller & Co., Inc. 10 Rockefeller Plaza 3rd Floor New York NY NEW YORK 10020 Promoter Sole Managing Member of the Manager ("Sole Member") Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001472631-09-000002 2009-06-01 true true false 250000 Indefinite 40501000 Indefinite false 46 0 0 0 Manager will receive an annual Mgmt. and Adm. fee equal to a percentage per annum of the NAV of each member's capital account. false Rockefeller Opportunistic Credit Fund, LLC /s/ Timothy J. McCarthy Timothy J. McCarthy Authorized Person of Sole Member 2013-12-30