-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WtrOv/5h4PB5NhNxhcw+dRutVobrdHyBO6UVBNOMDReKGmGxltFpFHZx1nD89QSL OAWdNBoB/E2ftXR43co2KA== 0001472051-10-000003.txt : 20100304 0001472051-10-000003.hdr.sgml : 20100304 20100304172424 ACCESSION NUMBER: 0001472051-10-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100304 DATE AS OF CHANGE: 20100304 EFFECTIVENESS DATE: 20100304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEI Fisker Investments II, LLC CENTRAL INDEX KEY: 0001472051 IRS NUMBER: 270488111 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-134805 FILM NUMBER: 10658230 BUSINESS ADDRESS: STREET 1: 311 S WACKER DR STREET 2: SUITE 6150 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 804-378-1110 MAIL ADDRESS: STREET 1: 311 S WACKER DR STREET 2: SUITE 6150 CITY: CHICAGO STATE: IL ZIP: 60606 D/A 1 primary_doc.xml X0603 D/A LIVE 0001472051 AEI Fisker Investments II, LLC 311 S WACKER DR SUITE 6150 CHICAGO IL 60606 804-378-1110 DELAWARE None None Limited Liability Company true 2009 N/A AEI Fisker Management Corp. 311 S Wacker Dr. Suite 6150 Chicago IL 60606 Director Managing Member Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06 true 0001472051-10-000002 2009-09-04 false true true false 106000 Gordon Fallone 1767760 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ CA GA NV PA TX WA Peter Fogarty 1889799 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ CA GA PA TX WA Jeff Binkert 2491492 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL NJ OH TX Chris Gambino 4129800 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL NJ OH TX James Depke 2804126 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA TX Cindy Couyoumjian 1456630 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Christine Tang 4774839 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Gilbert Fries 725342 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Christopher Capra 2691295 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL IN IA MI TX William Pedersen 2586686 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL IL NJ NY NC PA VA WA Alex Forschner 5330416 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ GA MA WI Brad Creger 2415028 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Chang Soo Han 1048237 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 IL Christopher Braccia 3273855 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NY Steve Oliver 2173688 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NY Gary Benke 1273487 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NJ Gary Saccaro 1806863 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA CT FL IN IA MS NY Geoff Carfagnini 2771125 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL IN OH WI John Ferrick 2568789 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL NY TX James Kozak 2237880 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL IL KY NJ NY TN TX WI Peter McDonnell 1374657 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL IL TX Andrew Scheirer 4256666 First Allied Securities 32444 655 W Broadway 12th Floor San Diego CA 92101 FL Brad Seyffer 2498070 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA NV James Duncan 1781313 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL MN Charles Mycoff 5009562 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 MN Joseph Cordi 1397664 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA CT GA NY TX Raymond Kim 4443798 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA Bijal Modi 5155401 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Brandon McFarland 5010542 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL William Metz 808295 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL KS NJ Jeffrey Forehand 1618003 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 SC James Piff 1991874 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 IL Matt Vitamante 2329700 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA Sandino Napolis 4048454 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA Timothy Touloukian 2803832 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 NY Stuart Hoshide 1838860 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Victoria Powell 4805256 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 MS Daniel Buchsbaum 3086286 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA John Taylor 1990537 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 DE Lynn Siewert 1057367 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 WA Michael Thiel 1108580 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 MO Patrick McCown 2392443 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 TX Richard McKinnon 728601 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Richard Stevens 852090 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CT Shane Hunt 2956880 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 FL Gregory Grycan 1663960 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA NY TX Jared Carmel 4796201 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA MA MI NC PA Lisa Julin 4327915 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 TX Joe Hede 2389098 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 AZ CA CO CT FL KS MA NV NJ NY OH PA TN TX VT VA WI Kevin Graetz 1935982 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 AZ CA CT FL KS MA NV NJ NY OH PA TN TX VT VA WI Jordan Berlin 821934 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA NY UT Wesley Gordon 5000607 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA GA MA MN NY RI Tyler Engh 5132951 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 IL William Schrimpf 415220 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 IL Michael Luparella 5417281 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA CT Mark Martiak 4607789 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NY Bhagwati Mahendru 2360416 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Cooper Cordin 3182812 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 FL Jared Slater 4476358 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA IL MI TX Arthur Coleman 847936 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 NY UT Robert Jones 1871026 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA Tom Tang 5518409 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 NJ Ellias Stabinsky 1571758 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 AZ Gregory Krpalek 1137374 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA OR Hayward Roy 2842866 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA IL WI Jerry Gruber 1195389 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CO Kevin Johnson 4448438 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 NY Lance Dahmer 1615284 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 IL Mark Chamberlain 1655738 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 IN Mark Miller 5742278 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 IL Peter Han 4704497 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Eric Richardson 3182616 Advanced Equities Inc. 35545 311 S Wacker Dr. Suite 1650 Chicago IL 60606 WA Indefinite 25616384 Indefinite false 308 1334908 true 0 1334908 true $1,334,908.56 is being charged as markup by Advanced Equities. The remaining $24,281,476.03 will be used to make investments in Fisker Automotive Inc. false AEI Fisker Investments II, LLC Alex Winks Alex Winks Authorized Signatory 2010-03-04 -----END PRIVACY-ENHANCED MESSAGE-----