-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IHcRnTApFtlTyaTTkwAxQyca2FKdTsI0I0YNQ2N3rP1eyIWq7YrCqDVEGXTtDKIL u/bDjdkLfHsUdEykTyjdyQ== 0001472051-09-000005.txt : 20091221 0001472051-09-000005.hdr.sgml : 20091221 20091221131306 ACCESSION NUMBER: 0001472051-09-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20091221 DATE AS OF CHANGE: 20091221 EFFECTIVENESS DATE: 20091221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEI Fisker Investments II, LLC CENTRAL INDEX KEY: 0001472051 IRS NUMBER: 270488111 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-134805 FILM NUMBER: 091251950 BUSINESS ADDRESS: STREET 1: 311 S WACKER DR STREET 2: SUITE 6150 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 804-378-1110 MAIL ADDRESS: STREET 1: 311 S WACKER DR STREET 2: SUITE 6150 CITY: CHICAGO STATE: IL ZIP: 60606 D/A 1 primary_doc.xml X0603 D/A LIVE 0001472051 AEI Fisker Investments II, LLC 311 S WACKER DR SUITE 6150 CHICAGO IL 60606 804-378-1110 DELAWARE None None Limited Liability Company true 2009 N/A AEI Fisker Management Corp. 311 S Wacker Dr. Suite 6150 Chicago IL 60606 Director Managing Member Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06 true 0001472051-09-000004 2009-09-04 false true true false 106000 Gordon Fallone 1767760 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ CA PA WA Peter Fogarty 1889799 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ CA PA WA Jeff Binkert 2491492 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL NJ TX Chris Gambino 4129800 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL NJ TX James Depke 2804126 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 TX Cindy Couyoumjian 1456630 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Christine Tang 4774839 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Gilbert Fries 725342 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Christopher Capra 2691295 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL William Pedersen 2586686 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL IL NY PA VA Alex Forschner 5330416 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ GA MA WI Brad Creger 2415028 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Chang Soo Han 1048237 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 IL Christopher Braccia 3273855 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NY Steve Oliver 2173688 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NY Gary Benke 1273487 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NJ Gary Saccaro 1806863 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL IA Geoff Carfagnini 2771125 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL WI John Ferrick 2568789 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL James Kozak 2237880 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 FL IL KY Peter McDonnell 1374657 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL TX Andrew Scheirer 4256666 First Allied Securities 32444 655 W Broadway 12th Floor San Diego CA 92101 FL Brad Seyffer 2498070 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA James Duncan 1781313 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL MN Charles Mycoff 5009562 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 MN Joseph Cordi 1397664 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA NY TX Raymond Kim 4443798 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA Bijal Modi 5155401 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Brandon McFarland 5010542 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL William Metz 808295 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Jeffrey Forehand 1618003 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 SC James Piff 1991874 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 IL Matt Vitamante 2329700 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA Sandino Napolis 4048454 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA Timothy Touloukian 2803832 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 NY Stuart Hoshide 1838860 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Victoria Powell 4805256 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 MS Daniel Buchsbaum 3086286 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA John Taylor 1990537 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 DE Lynn Siewert 1057367 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 WA Michael Thiel 1108580 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 MO Patrick McCown 2392443 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 TX Richard McKinnon 728601 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Richard Stevens 852090 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CT Shane Hunt 2956880 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 FL Gregory Grycan 1663960 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 NY Jared Carmel 4796201 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA Lisa Julin 4327915 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 TX Joe Hede 2389098 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA CO CT KS NV NJ NY Kevin Graetz 1935982 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA CT KS NV NJ NY Jordan Berlin 821934 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 NY Wesley Gordon 5000607 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA RI Indefinite 10325315 Indefinite false 131 557508 true 0 557508 true $557,508.42 is being charged as markup by Advanced Equities. The remaining $9,767,806.99 will be used to make investments in Fisker Automotive Inc. false AEI Fisker Investments II, LLC Alex Winks Alex Winks Authorized Signatory 2009-12-21 -----END PRIVACY-ENHANCED MESSAGE-----