-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MuQL6iwa4WA/sg/qcYS1Zj3dyMPlcpvjq01XAL5YOUVDAmXtcAy/l+vRXlplighU Rw4etCH1V/NXwta1HGYWtg== 0001472051-09-000004.txt : 20091116 0001472051-09-000004.hdr.sgml : 20091116 20091116135107 ACCESSION NUMBER: 0001472051-09-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEI Fisker Investments II, LLC CENTRAL INDEX KEY: 0001472051 IRS NUMBER: 270488111 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-134805 FILM NUMBER: 091185445 BUSINESS ADDRESS: STREET 1: 311 S WACKER DR STREET 2: SUITE 6150 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 804-378-1110 MAIL ADDRESS: STREET 1: 311 S WACKER DR STREET 2: SUITE 6150 CITY: CHICAGO STATE: IL ZIP: 60606 D/A 1 primary_doc.xml X0603 D/A LIVE 0001472051 AEI Fisker Investments II, LLC 311 S WACKER DR SUITE 6150 CHICAGO IL 60606 804-378-1110 DELAWARE None None Limited Liability Company true 2009 N/A AEI Fisker Management Corp. 311 S Wacker Dr. Suite 6150 Chicago IL 60606 Director Managing Member Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06 true 0001472051-09-000003 2009-09-04 false true true false 106000 Gordon Fallone 1767760 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ CA PA WA Peter Fogarty 1889799 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ CA PA WA Jeff Binkert 2491492 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL NJ Chris Gambino 4129800 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL NJ James Depke 2804126 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 TX Cindy Couyoumjian 1456630 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Christine Tang 4774839 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Gilbert Fries 725342 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Christopher Capra 2691295 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL William Pedersen 2586686 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL NY PA VA Alex Forschner 5330416 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ GA MA WI Aaron Segal 4041489 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ GA MA WI Brad Creger 2415028 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Chang Soo Han 1048237 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 IL Christopher Braccia 3273855 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NY Steve Oliver 2173688 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NY Gary Benke 1273487 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NJ Gary Saccaro 1806863 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL IA Geoff Carfagnini 2771125 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL WI John Ferrick 2568789 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL James Kozak 2237880 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 FL IL KY Peter McDonnell 1374657 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL TX Andrew Scheirer 4256666 First Allied Securities 32444 655 W Broadway 12th Floor San Diego CA 92101 FL Brad Seyffer 2498070 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA James Duncan 1781313 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL MN Charles Mycoff 5009562 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 MN Joseph Cordi 1397664 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA NY TX Raymond Kim 4443798 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA Bijal Modi 5155401 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Brandon McFarland 5010542 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL William Metz 808295 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Jeffrey Forehand 1618003 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 SC James Piff 1991874 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 IL Matt Vitamante 2329700 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA Sandino Napolis 4048454 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 CA Timothy Touloukian 2803832 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL 60606 NY Stuart Hoshide 1838860 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Victoria Powell 4805256 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 MS Indefinite 7631104 Indefinite false 87 413496 true 0 413496 true $413,496.45 is being charged as markup by Advanced Equities. The remaining $7,217,607.55 will be used to make investments in Fisker Automotive Inc. false AEI Fisker Investments II, LLC Alex Winks Alex Winks Authorized Signatory 2009-11-16 -----END PRIVACY-ENHANCED MESSAGE-----