-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DoYr4qHKFzHkeV/UqLB7Vgb+gVVO2zrt1dERHF82CqCJ7xsztrjPJaPAx1Cbn9WG x3Zkg4sSwKbz08BvjRNSzg== 0001472051-09-000003.txt : 20091022 0001472051-09-000003.hdr.sgml : 20091022 20091022110841 ACCESSION NUMBER: 0001472051-09-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20091022 DATE AS OF CHANGE: 20091022 EFFECTIVENESS DATE: 20091022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEI Fisker Investments II, LLC CENTRAL INDEX KEY: 0001472051 IRS NUMBER: 270488111 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-134805 FILM NUMBER: 091131467 BUSINESS ADDRESS: STREET 1: 311 S WACKER DR STREET 2: SUITE 6150 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 804-378-1110 MAIL ADDRESS: STREET 1: 311 S WACKER DR STREET 2: SUITE 6150 CITY: CHICAGO STATE: IL ZIP: 60606 D/A 1 primary_doc.xml X0603 D/A LIVE 0001472051 AEI Fisker Investments II, LLC 311 S WACKER DR SUITE 6150 CHICAGO IL 60606 804-378-1110 DELAWARE None None Limited Liability Company true 2009 N/A AEI Fisker Management Corp. 311 S Wacker Dr. Suite 6150 Chicago IL 60606 Director Managing Member Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06 true 0001472051-09-000002 2009-09-04 false true true false 106000 Gordon Fallone 1767760 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ CA PA WA Peter Fogarty 1889799 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ CA PA WA Jeff Binkert 2491492 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL NJ Chris Gambino 4129800 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL NJ James Depke 2804126 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 TX Cindy Couyoumjian 1456630 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Christine Tang 4774839 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Gilbert Fries 725342 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Christopher Capra 2691295 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL William Pedersen 2586686 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL NY PA VA Alex Forschner 5330416 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ GA MA WI Aaron Segal 4041489 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AZ GA MA WI Brad Creger 2415028 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Chang Soo Han 1048237 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 IL Christopher Braccia 3273855 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NY Steve Oliver 2173688 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NY Gary Benke 1273487 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 NJ Gary Saccaro 1806863 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL IA Geoff Carfagnini 2771125 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL WI John Ferrick 2568789 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL James Kozak 2237880 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Peter McDonnell 1374657 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL TX Andrew Scheirer 4256666 First Allied Securities 32444 655 W Broadway 12th Floor San Diego CA 92101 FL Brad Seyffer 2498070 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA James Duncan 1781313 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL MN Charles Mycoff 5009562 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 MN Joseph Cordi 1397664 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA NY Raymond Kim 4443798 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA Indefinite 5662865 Indefinite false 61 302086 true 0 302086 true $302,086.72 is being charged as markup by Advanced Equities. The remaining $5,360,778.69 will be used to make investments in Fisker Automotive Inc. false AEI Fisker Investments II, LLC Alex Winks Alex Winks Authorized Signatory 2009-10-22 -----END PRIVACY-ENHANCED MESSAGE-----