0001405086-12-000129.txt : 20120417 0001405086-12-000129.hdr.sgml : 20120417 20120417103441 ACCESSION NUMBER: 0001405086-12-000129 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120417 DATE AS OF CHANGE: 20120417 EFFECTIVENESS DATE: 20120417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOPWATER OPPORTUNITY QUALIFIED FUND LP CENTRAL INDEX KEY: 0001471634 IRS NUMBER: 270847016 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-134236 FILM NUMBER: 12762829 BUSINESS ADDRESS: STREET 1: 1918 EIGHTH AVENUE STREET 2: SUITE 3400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-398-2010 MAIL ADDRESS: STREET 1: 1918 EIGHTH AVENUE STREET 2: SUITE 3400 CITY: SEATTLE STATE: WA ZIP: 98101 D/A 1 primary_doc.xml X0705 D/A LIVE 0001471634 TOPWATER OPPORTUNITY QUALIFIED FUND LP 1918 EIGHTH AVENUE SUITE 3400 SEATTLE WA WASHINGTON 98101 206-398-2010 DELAWARE None None Limited Partnership true 2009 N/A FREESTONE INVESTMENTS LLC 1918 EIGHTH AVENUE SUITE 3400 SEATTLE WA WASHINGTON 98101 Executive Officer GENERAL PARTNER GARY FURUKAWA 1918 EIGHTH AVENUE SUITE 3400 SEATTLE WA WASHINGTON 98101 Executive Officer EXECUTIVE OFFICER OF FREESTONE CAPITAL HOLDINGS, LLC, THE MANAGER OF FREESTONE INVESTMENTS LLC, THE GENERAL PARTNER SCOTT TRIMBLE SVENSON 1918 EIGHTH AVENUE SUITE 3400 SEATTLE WA WASHINGTON 98101 Executive Officer EXECUTIVE OFFICER OF FREESTONE CAPITAL HOLDINGS, LLC, THE MANAGER OF FREESTONE INVESTMENTS LLC, THE GENERAL PARTNER N/A FREESTONE CAPITAL MANAGEMENT, LLC 1918 EIGHTH AVENUE SUITE 3400 SEATTLE WA WASHINGTON 98101 Promoter ERIK MORGAN 1918 EIGHTH AVENUE SUITE 3400 SEATTLE WA WASHINGTON 98101 Executive Officer EXECUTIVE OFFICER OF FREESTONE CAPITAL HOLDINGS, LLC, THE MANAGER OF FREESTONE INVESTMENTS LLC, THE GENERAL PARTNER N/A FREESTONE CAPITAL HOLDINGS, LLC 1918 EIGHTH AVENUE SUITE 3400 SEATTLE WA WASHINGTON 98101 Executive Officer THE MANAGER OF FREESTONE INVESTMENTS LLC, THE GENERAL PARTNER KEVIN I. PATRICK 1918 EIGTH AVENUE SUITE 3400 SEATTLE WA WASHINGTON 98101 Executive Officer EXECUTIVE OFFICER OF FREESTONE INVESTMENTS LLC, THE GENERAL PARTNER Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001405086-11-000157 2009-08-20 true true true false 0 Indefinite 118263114 Indefinite false 133 0 0 0 false TOPWATER OPPORTUNITY QUALIFIED FUND LP /s/Erik Morgan ERIK MORGAN PARTNER OF FREESTONE CAPITAL HOLDINGS, LLC MGR OF GP 2012-04-13