0000902664-18-001548.txt : 20180309 0000902664-18-001548.hdr.sgml : 20180309 20180309101512 ACCESSION NUMBER: 0000902664-18-001548 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180309 DATE AS OF CHANGE: 20180309 EFFECTIVENESS DATE: 20180309 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bi-Directional Disequilibrium Fund, Ltd. (Class K & L Shares) CENTRAL INDEX KEY: 0001470252 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-133956 FILM NUMBER: 18678786 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: 345-943-3100 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 FORMER COMPANY: FORMER CONFORMED NAME: Levin Capital Trilogy Offshore, Ltd. (Class K & L Shares) DATE OF NAME CHANGE: 20090812 D/A 1 primary_doc.xml X0708 D/A LIVE 0001470252 Bi-Directional Disequilibrium Fund, Ltd. (Class K & L Shares) C/O WALKERS CORPORATE LIMITED CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9008 345-943-3100 CAYMAN ISLANDS None Levin Capital Trilogy Offshore, Ltd. (Class K & L Shares) Corporation true Lisa Volekaert c/o 19 Degrees North Fund Services Ltd. Winward 1, Suite 110, PO Box 31527 GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1207 Director Scott Lennon c/o 19 Degrees North Fund Services Ltd. Winward 1, Suite 110, PO Box 31527 GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1207 Director - Levin Capital Strategies, L.P. 595 Madison Avenue 17th Floor New York NY NEW YORK 10022 Promoter Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000902664-17-001471 2009-08-01 true true false 50000 Capital Growth Securities LLC 41847 None None 1212 AVENUE OF THE AMERICAS SUITE 1601 NEW YORK NY NEW YORK 10036 CA CALIFORNIA CT CONNECTICUT FL FLORIDA MA MASSACHUSETTS NY NEW YORK PA PENNSYLVANIA false LCS Securities, LLC 140147 None None 595 MADISON AVENUE 17TH FLOOR NEW YORK NY NEW YORK 10022 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS VT VERMONT VA VIRGINIA false Pickwick Capital Partners, LLC 130672 None None 455 HAMILTON AVENUE SUITE 1102 WHITE PLAINS NY NEW YORK 10601 CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IA IOWA MD MARYLAND MA MASSACHUSETTS MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND TX TEXAS VT VERMONT VA VIRGINIA false Easterly Securities LLC 281103 None None 138 CONANT STREET BEVERLY MA MASSACHUSETTS 01915 CA CALIFORNIA FL FLORIDA IL ILLINOIS MA MASSACHUSETTS NY NEW YORK false Indefinite 5300000 Indefinite false 4 0 0 Each B/D is entitled to receive a percent of the mgmt fee & incentive allocation attributable to the investors it introduced to the fund. On 2/11/12 & 4/8/15, the Issuer ceased to use the svcs of Cap Growth Sec LLC & Pickwick Cap Ptnrs, LLC, respectively. 0 The fund charges a management fee that is described in the fund's offering documents. false Bi-Directional Disequilibrium Fund, Ltd. (Class K & L Shares) /s/ Raymond Ottusch Raymond Ottusch CCO of Levin Capital Strategies, L.P., the Investment Mgr. 2018-03-09