0001503314-12-000012.txt : 20120221 0001503314-12-000012.hdr.sgml : 20120220 20120217192439 ACCESSION NUMBER: 0001503314-12-000012 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120221 DATE AS OF CHANGE: 20120217 EFFECTIVENESS DATE: 20120221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lighthouse Diversified Fund Ltd CENTRAL INDEX KEY: 0001470173 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-133835 FILM NUMBER: 12624443 BUSINESS ADDRESS: STREET 1: 45 MARKET STREET, SUITE 3205, 2ND FL STREET 2: GARDENIA COURT, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9003 BUSINESS PHONE: 3459467412 MAIL ADDRESS: STREET 1: 45 MARKET STREET, SUITE 3205, 2ND FL STREET 2: GARDENIA COURT, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9003 D/A 1 primary_doc.xml X0704 D/A LIVE 0001470173 Lighthouse Diversified Fund Ltd 45 MARKET STREET, SUITE 3205, 2ND FL GARDENIA COURT, CAMANA BAY GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9003 3459467412 CAYMAN ISLANDS None None Other exempted company true (LLC) Lighthouse Investment Partners LLC 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Investment Manager Sean G. McGould 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director of the investment manager Kelly R. Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer of the investment manager Robert P. Swan, III 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director of the investment manager J. Scott Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director of the investment manager N/A Lighthouse Diversified Fund QP (II), LP 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Parallel/feeder fund N/A LMA SPC 45 Market Street, Suite 3205 2nd Floor, Gardenia Court Grand Cayman E9 CAYMAN ISLANDS KY1-9003 Promoter Parallel/feeder fund or managed account Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001470173-11-000002 2001-02-01 true true true false 50000 Atlantic Trust Company None None None 50 Rockefeller Plaza 15th Floor New York NY NEW YORK 10020 All States false Citigroup Global Markets Inc. 7059 None None 388 Greenwich Street New York NY NEW YORK 10013 All States false JP Morgan Securities, Inc. 79 None None 383 Madison Avenue New York NY NEW YORK 10179 All States false Morgan Stanley Smith Barney, LLC 149777 None None 522 Fifth Avenue New York NY NEW YORK 10036 All States false Ounavarra Capital, LLC 143381 None None 410 Park Avenue Suite 510 New York NY NEW YORK 10022 All States false Suntrust Investment Services, Inc. 17499 None None 303 Peachtree Street NE Atlanta GA GEORGIA 30303 All States false Thomas Weisel Partners, LLC 46237 None None 390 Park Avenue 2nd Floor New York NY NEW YORK 10022 All States false Capital Strategies Partners AV SA None None None C/Joaquin Bau, 7. 3 I Madrid U3 SPAIN 28036 All States false Credit Suisse 112892 None None 12 E. 49th Street New York NY NEW YORK 10178 All States false HFA Asset Management Limited None None None Level 5 151 Macquarie Street Sydney C3 AUSTRALIA NSW 2000 All States false Sunrise Securities Corp. 29804 None None 641 Lexington Avenue 25th Floor New York NY NEW YORK 10022 All States false UBS AG None None None 101 Park Avenue New York NY NEW YORK 10178 All States false Bank Julius Baer & Co. 1141 None None Bahnofstrasse 36 Zurich V8 SWITZERLAND 8010 All States false Fortigent Securities Company, LLC 46022 None None 2600 Tower Oaks Blvd. Rockville MD MARYLAND 20852 All States false Societe Generale Private Bank None None None 701 Brickell Avenue Suite 1740 Miami FL FLORIDA 33131 All States false Indefinite 961473685 Indefinite Unable to determine without unreasonable time and effort, based on amount of redemptions, reinvestments and period of fund's existence. Total represents estimated net capital invested as of 2/12. false 149 0 true 0 true Placement agents may receive up front commissions of up to 3% of amount invested in fund from their clients. In addition, the fund's investment manager may pay a portion of it's management fees to certain finders. 0 true For its services to the fund the investment manager is entitled to a monthly management fee, paid in arrears that may range up to 1.7% in some cases. false Lighthouse Diversified Fund Ltd J. Scott Perkins J. Scott Perkins Ex. Mng. Dir., Lighthouse Investment Partners, LLC, Inv Mgr 2012-02-17