0001469994-15-000003.txt : 20150218 0001469994-15-000003.hdr.sgml : 20150218 20150218162440 ACCESSION NUMBER: 0001469994-15-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150218 DATE AS OF CHANGE: 20150218 EFFECTIVENESS DATE: 20150218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lighthouse Diversified Fund Ltd CENTRAL INDEX KEY: 0001470173 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-133835 FILM NUMBER: 15628269 BUSINESS ADDRESS: STREET 1: 45 MARKET STREET, SUITE 3205, 2ND FL STREET 2: GARDENIA COURT, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9003 BUSINESS PHONE: 3459467412 MAIL ADDRESS: STREET 1: 45 MARKET STREET, SUITE 3205, 2ND FL STREET 2: GARDENIA COURT, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9003 D/A 1 primary_doc.xml X0707 D/A LIVE 0001470173 Lighthouse Diversified Fund Ltd 45 MARKET STREET, SUITE 3205, 2ND FL GARDENIA COURT, CAMANA BAY GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9003 3459467412 CAYMAN ISLANDS None None Other exempted company true (LLC) Lighthouse Investment Partners LLC 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Investment Manager Sean G. McGould 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director of the investment manager Kelly R. Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer of the investment manager Robert P. Swan, III 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director of the investment manager J. Scott Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director of the investment manager N/A Lighthouse Diversified Fund QP (II), LP 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Parallel/feeder fund N/A LMA SPC 45 Market Street, Suite 3205 2nd Floor, Gardenia Court Grand Cayman E9 CAYMAN ISLANDS KY1-9003 Promoter Parallel/feeder fund or managed account N/A HFA Holdings Limited Level 5 151 Macquarie Street Sydney C3 AUSTRALIA NSW 2000 Promoter The investment manager is an indirect wholly-owned subsidiary of HFA, an Australian stock exchange-listed company N/A GlobeOp Financial Services LLC 45 Market Street, Suite 3205 2nd Floor, Gardenia Court Grand Cayman E9 CAYMAN ISLANDS KY1-9003 Promoter Administrator N/A Maples Fiduciary Services Cayman Limited PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Entered into a Director Services Agreement with fund N/A LMA Ireland 75 Saint Stephens' Green Dublin L2 IRELAND 2 Promoter Umbrella trust established by an affiliate of the investment manager N/A Lighthouse Multi-Strategy Master Fund Ltd. 45 Market Street, Suite 3205 2nd Floor, Gardenia Court Grand Cayman E9 CAYMAN ISLANDS KY1-9003 Promoter Parallel/feeder fund or managed account N/A Lighthouse Diversified Master Segregated Portfolio 45 Market Street, Suite 3205 2nd Floor, Gardenia Court Grand Cayman E9 CAYMAN ISLANDS KY1-9003 Promoter Parallel/feeder fund or managed account Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001323161-14-000003 2001-02-01 true true true false 50000 Atlantic Trust Company None None None 50 Rockefeller Plaza 15th Floor New York NY NEW YORK 10020 All States false Morgan Stanley Smith Barney LLC 149777 None None 522 Fifth Avenue New York NY NEW YORK 10036 All States false APB Financial Group 38235 None None 17 State Street Suite 1650 New York NY NEW YORK 10004 All States false SunTrust Banks, Inc. None None None 25 Park Place NE Atlanta GA GEORGIA 30303 All States false Capital Strategies Partners AV SA None None None C/JoaQuin Bau 7. 3 I Madrid U3 SPAIN 28036 true Credit Suisse AG 112892 None None 12 E. 49th Street New York NY NEW YORK 10178 All States false Certitude Global Investments Limited None None None Level 5 151 Macquarie Street Sydney C3 AUSTRALIA NSW 2000 true Bank Julius Baer & Co. Ltd. None None None Bahnofstrasse 36 Zurich V8 SWITZERLAND 8010 true Stifel, Nicolaus & Company, Incorporated 793 None None 2650 N. Military Trail Suite 400 Boca Raton FL FLORIDA 33431 All States false Raymond James & Associates, Inc. 705 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false Raymond James Financial Services, Inc. 6694 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false Gorntazy Group Ltd. None None None Le Victoria Bloc G/1 13 Blvd. Princesse Charlotte Monte Carlo O9 MONACO 98000 true Indefinite 1045669489 Indefinite Unable to determine without unreasonable time and effort, based on amount of redemptions, reinvestments and period of fund's existence. Total represents estimated net capital invested as of 2/15. false 135 0 true 0 true Placement agents may receive up front commissions of up to 3% of amount invested in fund by certain shareholders introduced to the fund. In addition, the fund's investment manager may pay a portion of it's management fees to certain placement agents. 0 true For its services to the fund the investment manager is entitled to a monthly management fee, paid in arrears that may range up to 1.5% depending on class of participating shares. false Lighthouse Diversified Fund Ltd J. Scott Perkins J. Scott Perkins Ex. Mng. Dir., Lighthouse Investment Partners, LLC, Inv Mgr 2015-02-18