0001518332-11-000003.txt : 20111028 0001518332-11-000003.hdr.sgml : 20111028 20111028130834 ACCESSION NUMBER: 0001518332-11-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 EFFECTIVENESS DATE: 20111028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III Fund Ltd. CENTRAL INDEX KEY: 0001469720 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-133422 FILM NUMBER: 111164374 BUSINESS ADDRESS: STREET 1: ADMIRAL ADMINISTRATION LTD. STREET 2: ADMIRAL FINANCIAL CENTER, 90 FORT STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1208 BUSINESS PHONE: 345-949-0704 MAIL ADDRESS: STREET 1: ADMIRAL ADMINISTRATION LTD. STREET 2: ADMIRAL FINANCIAL CENTER, 90 FORT STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1208 D/A 1 primary_doc.xml X0704 D/A LIVE 0001469720 III Fund Ltd. ADMIRAL ADMINISTRATION LTD. ADMIRAL FINANCIAL CENTER, 90 FORT STREET GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1208 345-949-0704 CAYMAN ISLANDS None None Other Cayman Islands Limited Liability Investment Vehicle true n/a James River Capital Corp. 5001 Tamarind Reef, Suite 28 Christiansted, St. Croix VI VIRGIN ISLANDS, U.S. 00820 Executive Officer Sponsor n/a III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Advisor Kevin M Brandt James River Capital Corp. 5001 Tamarind Reef, Suite 28 Christiansted, St. Croix VI VIRGIN ISLANDS, U.S. 00820 Director Basil R.N. Mavroleon Anchor Asset Management LLC 600 Madison Avenue, 26th Floor New York NY NEW YORK 10022 Director Canover Watson Admiral Administration Ltd. Admiral Financial Center, 90 Fort Street George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1208 Director Laura P McGrath James River Capital Corp. 5001 Tamarind Reef, Suite 28 Christiansted, St. Croix VI VIRGIN ISLANDS, U.S. 00820 Director David Bree dms Management Limited Anbacher House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1208 Director Sanjiv Sharma III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert A Printz III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Scott L Wyler III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Clifford G Viner III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Garth Friesen III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer William P McCauley III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Warren B Mosler III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Michael L Reger III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Lester N. Coyle III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer John Cieslowski III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Paul H Saunders James River Capital Corp. 5001 Tamarind Reef, Suite 28 Christiansted VI VIRGIN ISLANDS, U.S. 00820 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001425253-10-000001 1994-11-01 true true false 1000000 AVM, L.P. 16710 None None 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 FL FLORIDA MA MASSACHUSETTS NY NEW YORK OH OHIO false Anchor Asset Management LLC 128344 None None 600 Madison Avenue 26th Floor New York NY NEW YORK 10022 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA false UBS Financial Services Inc. 8174 None None 1000 Harbor Boulevard 8th Floor, Compliance Department Weehawken NJ NEW JERSEY 07086 All States false Maymont Partners, Inc. 120536 None None 1801 Libbie Avenue, Suite 104 Richmond VA VIRGINIA 23226 CA CALIFORNIA CT CONNECTICUT FL FLORIDA GA GEORGIA KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK OH OHIO TX TEXAS VA VIRGINIA false James River Securities Corp. 38477 None None 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 CA CALIFORNIA TX TEXAS VA VIRGINIA false Indefinite 135651765 Indefinite false 19 2936002 true 0 An upfront selling commission of 2% may be paid to selling agents - see Item 12. The current offering commenced prior to 3/15/09; Item 15 reflects the requested information from such date. 350000 A one-time, upfront organizational charge of 0.5% of the Net Asset Value of each share sold will be paid to the Issuer by each investor provided that such charge may be waived in the discretion of the Directors. false III Fund Ltd. Laura McGrath Laura McGrath Director of the Issuer 2011-10-28