0001469720-13-000001.txt : 20130306 0001469720-13-000001.hdr.sgml : 20130306 20130306111601 ACCESSION NUMBER: 0001469720-13-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20130306 DATE AS OF CHANGE: 20130306 EFFECTIVENESS DATE: 20130306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III Fund Ltd. CENTRAL INDEX KEY: 0001469720 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-133422 FILM NUMBER: 13668577 BUSINESS ADDRESS: STREET 1: ADMIRAL ADMINISTRATION LTD. STREET 2: ADMIRAL FINANCIAL CENTER, 90 FORT STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1208 BUSINESS PHONE: 345-949-0704 MAIL ADDRESS: STREET 1: ADMIRAL ADMINISTRATION LTD. STREET 2: ADMIRAL FINANCIAL CENTER, 90 FORT STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1208 D/A 1 primary_doc.xml X0706 D/A LIVE 0001469720 III Fund Ltd. ADMIRAL ADMINISTRATION LTD. ADMIRAL FINANCIAL CENTER, 90 FORT STREET GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1208 345-949-0704 CAYMAN ISLANDS None None Other Cayman Islands Limited Liability Investment Vehicle true n/a III Offshore Advisors 777 Yamato Road Boca Raton FL FLORIDA 33431 Executive Officer Advisor Clifford G. Viner III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Warren B. Mosler III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer William P. McCauley III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer John Cieslowski III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Lester N. Coyle III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Francis D. Feeney III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Garth Friesen III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Hart III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Thomas Olofsson III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert A. Printz III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Michael L. Reger III Associates 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Scott L. Wyler III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer David Bree dms Offshore Investment Services dms House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Andrew Galloway ICG Management Limited Landmark Sq., 1st Floor, 64 Earth Close Grand Cayman E9 CAYMAN ISLANDS KY1-1107 Director Laura P. McGrath James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001539669-12-000010 1994-11-01 true true false 1000000 AVM, L.P. 16710 None None 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 FL FLORIDA GA GEORGIA MA MASSACHUSETTS NM NEW MEXICO NY NEW YORK OH OHIO false Anchor Asset Management LLC 128344 None None 600 Madison Avenue 26th Floor New York NY NEW YORK 10022 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA false UBS Financial Services Inc. 8174 None None 1000 Harbor Boulevard 8th Floor, Compliance Department Weehawken NJ NEW JERSEY 07086 All States false Maymont Partners, Inc. 120536 None None 1801 Libbie Avenue, Suite 104 Richmond VA VIRGINIA 23226 true James River Securities Corp. 38477 None None 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 CA CALIFORNIA TX TEXAS VA VIRGINIA false Indefinite 165875321 Indefinite true 4 25 3854003 true 0 An upfront sales commission of 2% may be paid to selling agents. The offering commenced prior to 3/15/09; item 15 reflects the requested info. from such date. Maymont Partners is no longer registered as a broker-dealer and no longer receives sales comm. 0 false III Fund Ltd. Laura McGrath Laura McGrath Director of the Issuer 2013-03-06