0001077921-14-000002.txt : 20140220
0001077921-14-000002.hdr.sgml : 20140220
20140220153054
ACCESSION NUMBER: 0001077921-14-000002
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20140220
DATE AS OF CHANGE: 20140220
EFFECTIVENESS DATE: 20140220
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: III Fund Ltd.
CENTRAL INDEX KEY: 0001469720
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-133422
FILM NUMBER: 14629349
BUSINESS ADDRESS:
STREET 1: ADMIRAL ADMINISTRATION LTD.
STREET 2: ADMIRAL FINANCIAL CENTER, 90 FORT STREET
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-1208
BUSINESS PHONE: 345-949-0704
MAIL ADDRESS:
STREET 1: ADMIRAL ADMINISTRATION LTD.
STREET 2: ADMIRAL FINANCIAL CENTER, 90 FORT STREET
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-1208
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001469720
III Fund Ltd.
Admiral Administration Ltd.
Admiral Financial Center, 90 Fort Street
George Town, Grand Cayman
E9
CAYMAN ISLANDS
KY1-1208
345-949-0704
CAYMAN ISLANDS
None
None
Other
Cayman Islands Limited Liability Investment Vehicle
true
n/a
III Offshore Advisors
777 Yamato Road
Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
Advisor
Clifford
G.
Viner
III Offshore Advisors
777 Yamato Road, Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
Warren
B.
Mosler
III Offshore Advisors
777 Yamato Road, Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
William
P.
McCauley
III Offshore Advisors
777 Yamato Road, Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
Lester
N.
Coyle
III Offshore Advisors
777 Yamato Road, Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
Francis
D.
Feeney
III Offshore Advisors
777 Yamato Road, Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
Garth
Friesen
III Offshore Advisors
777 Yamato Road, Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
Robert
Hart
III Offshore Advisors
777 Yamato Road, Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
Thomas
Olofsson
III Offshore Advisors
777 Yamato Road, Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
Robert
A.
Printz
III Offshore Advisors
777 Yamato Road, Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
Michael
L.
Reger
III Offshore Advisors
777 Yamato Road, Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
Scott
L.
Wyler
III Offshore Advisors
777 Yamato Road, Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
David
Bree
dms Offshore Investment Services
dms House, 20 Genesis Close
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1104
Director
Andrew
Galloway
ICG Management Limited
Landmark Sq., 1st Floor, 64 Earth Close
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1107
Director
Laura
P.
McGrath
James River Capital Corp.
58 Broad Street Road
Manakin-Sabot
VA
VIRGINIA
23103
Director
Deep
Kumar
III Offshore Advisors
777 Yamato Road, Suite 300
Boca Raton
FL
FLORIDA
33431
Executive Officer
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001469720-13-000001
1994-11-01
true
true
false
1000000
AVM, L.P.
16710
None
None
777 Yamato Road
Suite 300
Boca Raton
FL
FLORIDA
33431
FL
FLORIDA
GA
GEORGIA
MA
MASSACHUSETTS
NM
NEW MEXICO
NY
NEW YORK
OH
OHIO
false
Anchor Asset Management LLC
128344
None
None
267 Fifth Avenue
Suite 800
New York
NY
NEW YORK
10016
CA
CALIFORNIA
CT
CONNECTICUT
IL
ILLINOIS
MA
MASSACHUSETTS
NJ
NEW JERSEY
NY
NEW YORK
PA
PENNSYLVANIA
false
UBS Financial Services Inc.
8174
None
None
1000 Harbor Boulevard
8th Floor, Compliance Department
Weehawken
NJ
NEW JERSEY
07086
All States
false
Maymont Partners, Inc.
120536
None
None
1801 Libbie Avenue
Suite 104
Richmond
VA
VIRGINIA
23226
true
James River Securities Corp.
38477
None
None
58 Broad Street Road
Manakin-Sabot
VA
VIRGINIA
23103
CA
CALIFORNIA
TX
TEXAS
VA
VIRGINIA
false
Norfolk Markets, LLC
103797
None
None
330 Madison Avenue
24th Floor
New York
NY
NEW YORK
10017
AL
ALABAMA
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
TX
TEXAS
VA
VIRGINIA
WI
WISCONSIN
false
Frontier Solutions, LLC
136102
None
None
4200 Northside Parkway
Building 11, Suite 200
Atlanta
GA
GEORGIA
30327
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
IL
ILLINOIS
IN
INDIANA
KY
KENTUCKY
MD
MARYLAND
MA
MASSACHUSETTS
MN
MINNESOTA
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WY
WYOMING
false
H.C. Wainwright & Co., LLC
375
None
None
430 Park Avenue
4th Floor
New York
NY
NEW YORK
10022
All States
false
Indefinite
169834136
Indefinite
true
4
25
4328900
true
0
An upfront sales commission of 2% may be paid to selling agents. The offering commenced prior to 3/15/09; Item 15 reflects the requested info. from such date. Maymont Partners is no longer registered as a broker-dealer and no longer receives sales comm.
0
false
III Fund Ltd.
Laura McGrath
Laura McGrath
Director of the Issuer
2014-02-20