0001566114-13-000042.txt : 20130924 0001566114-13-000042.hdr.sgml : 20130924 20130924143613 ACCESSION NUMBER: 0001566114-13-000042 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20130924 DATE AS OF CHANGE: 20130924 EFFECTIVENESS DATE: 20130924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altegris QIM Futures Fund, L.P. CENTRAL INDEX KEY: 0001469317 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 270473854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-134557 FILM NUMBER: 131112032 BUSINESS ADDRESS: STREET 1: 1200 PROSPECT STREET SUITE 400 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 303-674-1328 MAIL ADDRESS: STREET 1: 1200 PROSPECT STREET SUITE 400 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: APM - QIM Futures Fund, L.P. DATE OF NAME CHANGE: 20090730 D/A 1 primary_doc.xml X0707 D/A LIVE 0001469317 Altegris QIM Futures Fund, L.P. 1200 PROSPECT STREET SUITE 400 LA JOLLA CA CALIFORNIA 92037 303-674-1328 DELAWARE APM - QIM Futures Fund, L.P. Limited Partnership true 2009 none Altegris Funds 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Promoter General Partner of Issuer Jon C Sundt 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer Director President & Director of Issuer's General Partner Matthew C Osborne 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer Director EVP & Director of Issuer's General Partner Kenneth I McGuire 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer Director COO & Director of Issuer's General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b true 0001469317-12-000001 2009-10-01 true true false 10000 more than 5 None Altegris Investments, Inc. 8258 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 All States false more than 5 None Madison Avenue Securities, Inc. 23224 15050 Avenue of Science Ste 150 San Diego CA CALIFORNIA 92128 All States false more than 5 None Commonwealth Financial Network 8032 29 Sawyer Road Waltham MA MASSACHUSETTS 02453-3483 All States false more than 5 None Comprehensive Asset Management and Servicing, Inc. 43814 2001 Route 46, Ste 506 Parsippany NJ NEW JERSEY 07054 All States false more than 5 None Girard Securities, Inc. 18697 9560 Waples Street, Ste B San Diego CA CALIFORNIA 92121 All States false more than 5 None Investment Architects, Inc. 17774 34 Petaluma Blvd. North Petaluma CA CALIFORNIA 94952-3079 CT CONNECTICUT GA GEORGIA NV NEVADA MN MINNESOTA AZ ARIZONA CA CALIFORNIA MO MISSOURI OR OREGON WA WASHINGTON VA VIRGINIA ID IDAHO AL ALABAMA TX TEXAS CO COLORADO false more than 5 None Money Concepts Capital Corp 12963 11440 North Jog Road Palm Beach Gardens FL FLORIDA 33418 All States false more than 5 None WFG Investments, Inc. 22704 2711 N. Haskell Ave., Ste 2900 Dallas TX TEXAS 75204 RI RHODE ISLAND VT VERMONT HI HAWAII VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA KY KENTUCKY WI WISCONSIN KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false more than 5 None Arete Wealth Management, LLC 44856 1699 E. Woodfield Rd., Ste 565 Schaumburg IL ILLINOIS 60173 HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA ME MAINE VA VIRGINIA MI MICHIGAN OH OHIO DE DELAWARE WY WYOMING FL FLORIDA IA IOWA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MT MONTANA MS MISSISSIPPI LA LOUISIANA WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO AK ALASKA TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA false more than 5 None Berthel, Fisher & Company Financial Services, Inc. 13609 701 Tama Street, Bldg B Marion IA IOWA 52302-0609 All States false more than 5 None Cambridge Investment Research, Inc. 39543 1776 Pleasant Plain Rd. Fairfield IA IOWA 52556-8757 All States false more than 5 None Capital Guardian, LLC 137919 1355 Greenwood Cliff, Ste 250 Charlotte NC NORTH CAROLINA 28204 All States false more than 5 None Cascade Financial Management, Inc. 119030 950 - 17th Street Suite 950 Denver CO COLORADO 80202 HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO WY WYOMING IA IOWA FL FLORIDA MA MASSACHUSETTS SC SOUTH CAROLINA AR ARKANSAS UT UTAH CT CONNECTICUT MN MINNESOTA WI WISCONSIN KY KENTUCKY AZ ARIZONA MO MISSOURI KS KANSAS OR OREGON MT MONTANA LA LOUISIANA WA WASHINGTON NM NEW MEXICO TX TEXAS AL ALABAMA CO COLORADO ND NORTH DAKOTA NE NEBRASKA false more than 5 None Financial West Group 16668 4510 E. Thousand Oaks Blvd. Westlake Village CA CALIFORNIA 91362 All States false more than 5 None Glen Eagle Advisors, LLC 124504 353 Nassau St. Princeton NJ NEW JERSEY 08540 NY NEW YORK GA GEORGIA NV NEVADA CA CALIFORNIA VA VIRGINIA MI MICHIGAN OH OHIO DE DELAWARE FL FLORIDA MD MARYLAND MA MASSACHUSETTS SC SOUTH CAROLINA AR ARKANSAS CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA KY KENTUCKY AZ ARIZONA MS MISSISSIPPI NJ NEW JERSEY AL ALABAMA TX TEXAS CO COLORADO NC NORTH CAROLINA PA PENNSYLVANIA false more than 5 None Hightower Securities, LLC 116681 200 West Madison St Ste 2500 Chicago IL ILLINOIS 60606-3414 All States false more than 5 None Kovack Securities, Inc. 44848 6451 N. Federal Hwy, Ste 1201 Ft. Lauderdale FL FLORIDA 33308 All States false more than 5 None Lara, May & Associates, LLC 145589 7600 Leesburg Pike, Ste 120 East Falls Church VA VIRGINIA 22043 VT VERMONT HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO DE DELAWARE WY WYOMING FL FLORIDA MD MARYLAND MA MASSACHUSETTS SC SOUTH CAROLINA UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON NH NEW HAMPSHIRE WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO AK ALASKA TX TEXAS CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA false more than 5 None LPL Financial Corporation 6413 75 State St. 24th Flr Boston MA MASSACHUSETTS 02109 All States false more than 5 None Mid Atlantic Capital Corporation 10674 1251 Waterfront Place, Ste 510 Pittsburgh PA PENNSYLVANIA 15222-6368 All States false more than 5 None Newport Coast Securities, Inc. 16944 76 Beaver Street, 10th Floor New York NY NEW YORK 10005 RI RHODE ISLAND VT VERMONT HI HAWAII VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA KY KENTUCKY WI WISCONSIN KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false more than 5 None Purshe Kaplan Sterling Investments 35747 18 Corporate Woods Blvd. Albany NY NEW YORK 12211 All States false more than 5 None Rice Pontes Capital, Inc. 40056 2001 Crow Canyon Blvd.m Ste 150 San Ramon CA CALIFORNIA 94583 SD SOUTH DAKOTA CO COLORADO CA CALIFORNIA OR OREGON NE NEBRASKA false more than 5 None Sunbelt Securities, Inc. 42180 5065 Westheimer, Ste 600 Houston TX TEXAS 77056 NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO DE DELAWARE WY WYOMING IA IOWA FL FLORIDA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT WV WEST VIRGINIA MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MS MISSISSIPPI LA LOUISIANA WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA false more than 5 None Triad Advisors, Inc. 25803 5785 Peachtree Parkway, Ste 280 Norcross GA GEORGIA 30092 All States false more than 5 None VSR Financial Services, Inc. 14503 8620 W. 110th St., #200 Overland Park KS KANSAS 66210-9651 All States false more than 5 None Wunderlich Securities, Inc. 2543 6000 Poplar Ave., Ste 150 Memphis TN TENNESSEE 38119 All States false more than 5 None Avondale Partners, LLC 46838 3102 West End Avenue Suite 1100 Nashville TN TENNESSEE 37203 VT VERMONT RI RHODE ISLAND HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO DE DELAWARE WY WYOMING IA IOWA FL FLORIDA MD MARYLAND MA MASSACHUSETTS SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MS MISSISSIPPI LA LOUISIANA WA WASHINGTON NJ NEW JERSEY PR PUERTO RICO TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA false more than 5 None Futures Investment Company 42402 5914 North 300 West Fremont IN INDIANA 46737 NY NEW YORK GA GEORGIA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO WY WYOMING IA IOWA FL FLORIDA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT MN MINNESOTA WI WISCONSIN KY KENTUCKY AZ ARIZONA OR OREGON MT MONTANA MS MISSISSIPPI LA LOUISIANA NJ NEW JERSEY TX TEXAS CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA false more than 5 None Invest Financial Corporation 12984 8745 Henderson Road Suite 300 Tampa FL FLORIDA 33634 All States false more than 5 None Kalos Capital, Inc. 44337 3780 Mansell Rd. Ste 150 Alpharetta GA GEORGIA 30022 All States false more than 5 None SII Investents, Inc. 2225 5555 Grande Market Drive Appleton WI WISCONSIN 54913 All States false more than 5 None The Strategic Financial Alliance, Inc. 126514 2200 Century Parkway Suite 500 Atlanta GA GEORGIA 30345 All States false more than 5 None Western International Securities, Inc. 39262 70 South Lake Avenue Suite 700 Pasadena CA CALIFORNIA 91101 All States false more than 5 None Accelerated Capital Group 41270 18301 Von Karman Ste 400 Irvine CA CALIFORNIA 92612 NY NEW YORK GA GEORGIA NV NEVADA CA CALIFORNIA OH OHIO ID IDAHO IA IOWA FL FLORIDA MA MASSACHUSETTS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT MN MINNESOTA WI WISCONSIN AZ ARIZONA MT MONTANA OR OREGON WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS CO COLORADO NC NORTH CAROLINA PA PENNSYLVANIA NE NEBRASKA false more than 5 None Crown Capital Securities, L.P. 6312 725 Town & Country Rd Ste 530 Orange CA CALIFORNIA 92868 All States false more than 5 None National Planning Corporation 29604 401 Wilshire Blvd Ste 1100 Santa Monica CA CALIFORNIA 90401 All States false more than 5 None VFG Securities, Inc. 15121 100 Corporate Pointe, Suite 382 Culver City CA CALIFORNIA 90230-761 AR ARKANSAS UT UTAH HI HAWAII CT CONNECTICUT NV NEVADA TN TENNESSEE WI WISCONSIN AZ ARIZONA KY KENTUCKY CA CALIFORNIA OR OREGON WA WASHINGTON NJ NEW JERSEY MI MICHIGAN OH OHIO NM NEW MEXICO ID IDAHO TX TEXAS AL ALABAMA FL FLORIDA PA PENNSYLVANIA MD MARYLAND ND NORTH DAKOTA NE NEBRASKA false more than 5 None Financial Services Corporation 8073 140 So. 68th Street, Suite 2200 West Des Moines IA IOWA 50266 All States false more than 5 None Further Lane Securities, L.P. 38162 55 Madison Ave, 12th Floor New York NY NEW YORK 10022 All States false Indefinite 220218004 Indefinite true 0 2897 244995 0 0 false Altegris QIM Futures Fund, L.P. /s/Kenneth I. McGuire Kenneth I. McGuire COO of GP 2013-09-24