0001469317-11-000001.txt : 20111006 0001469317-11-000001.hdr.sgml : 20111006 20111005175042 ACCESSION NUMBER: 0001469317-11-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20111006 DATE AS OF CHANGE: 20111005 EFFECTIVENESS DATE: 20111006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altegris QIM Futures Fund, L.P. CENTRAL INDEX KEY: 0001469317 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 270473854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-134557 FILM NUMBER: 111127747 BUSINESS ADDRESS: STREET 1: 1202 BERGEN PARKWAY, STE 212 CITY: EVERGREEN STATE: CO ZIP: 80439 BUSINESS PHONE: 303-674-1328 MAIL ADDRESS: STREET 1: 1202 BERGEN PARKWAY, STE 212 CITY: EVERGREEN STATE: CO ZIP: 80439 FORMER COMPANY: FORMER CONFORMED NAME: APM - QIM Futures Fund, L.P. DATE OF NAME CHANGE: 20090730 D/A 1 primary_doc.xml X0704 D/A LIVE 0001469317 Altegris QIM Futures Fund, L.P. 1202 BERGEN PARKWAY, STE 212 EVERGREEN CO COLORADO 80439 303-674-1328 DELAWARE APM - QIM Futures Fund, L.P. Limited Partnership true 2009 none Altegris Funds 1202 Bergen Parkway Suite 212 Evergreen CO COLORADO 80439 Promoter General Partner of Issuer Jon C Sundt 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer President of Issuer's General Partner Robert J Amedeo 1202 Bergen Parkway Suite 212 Evergreen CO COLORADO 80439 Executive Officer Vice President of Issuer's General Partner Matthew C Osborne 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer Vice President of Issuer's General Partner Richard G Pfister 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 Executive Officer Vice President of Issuer's General Partner Pooled Investment Fund Other Investment Fund false Over $100,000,000 06 true 0001469317-10-000003 2009-10-01 true true false 10000 more than 5 None Altegris Investments, Inc. 8258 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 All States false more than 5 None Madison Avenue Securities, Inc. 23224 10731 Treena Street, Ste 201 San Diego CA CALIFORNIA 92131 All States false more than 5 None Commonwealth Financial Network 8032 29 Sawyer Road Waltham MA MASSACHUSETTS 02453-3483 All States false more than 5 None Comprehensive Asset Management and Servicing, Inc. 43814 2001 Route 46, Ste 506 Parsippany NJ NEW JERSEY 07054 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false more than 5 None Girard Securities, Inc. 18697 9560 Waples Street, Ste B San Diego CA CALIFORNIA 92121 All States false more than 5 None Investment Architects, Inc. 17774 34 Petaluma Blvd. North Petaluma CA CALIFORNIA 94952-3079 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT ID IDAHO MO MISSOURI MT MONTANA NV NEVADA OR OREGON TX TEXAS VA VIRGINIA WA WASHINGTON false more than 5 None Meridian United Capital, LLC 122924 8800 No. Gainey Center Dr., Ste 176 Scottsdale AZ ARIZONA 85258 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS MD MARYLAND MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false more than 5 None Money Concepts Capital Corp 12963 11440 North Jog Road Palm Beach Gardens FL FLORIDA 33418 All States false more than 5 None WFG Investments, Inc. 22704 2711 N. Haskell Ave., Ste 2900 Dallas TX TEXAS 75204 All States false more than 5 None Alternative Wealth Strategies, Inc. 130933 1040 N. Kings Highway, Ste 405 Cherry Hill NJ NEW JERSEY 08034 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA KY KENTUCKY ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA false more than 5 None Arete Wealth Management, LLC 44856 1699 E. Woodfield Rd., Ste 565 Schaumburg IL ILLINOIS 60173 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MT MONTANA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false more than 5 None Berthel, Fisher & Company Financial Services, Inc. 13609 701 Tama Street, Bldg B Marion IA IOWA 52302-0609 All States false more than 5 None C. K. Cooper & Company, Inc. 106578 18300 Von Karman Ave., Ste 700 Irvine CA CALIFORNIA 92612 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false more than 5 None Cambridge Investment Research, Inc. 39543 1776 Pleasant Plain Rd. Fairfield IA IOWA 52556-8757 All States false more than 5 None Capital Guardian, LLC 137919 420 Park St., Ste 100 Belmont NC NORTH CAROLINA 28012 All States false more than 5 None Cascade Financial Management, Inc. 119030 950 - 17th Street Suite 950 Denver CO COLORADO 80202 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false more than 5 None Financial West Group 16668 4510 E. Thousand Oaks Blvd. Wetlake Village CA CALIFORNIA 91362 All States false more than 5 None Glen Eagle Advisors, LLC 124504 200 American Metro Blvd., Ste 114 Hamilton NJ NEW JERSEY 08619 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS KY KENTUCKY ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA false more than 5 None Hightower Securities, LLC 116681 525 W. Monroe St., Ste 2300 Chicago IL ILLINOIS 60661 All States false more than 5 None Kovack Securities, Inc. 44848 6451 N. Federal Hwy, Ste 1201 Ft. Lauderdale FL FLORIDA 33308 All States false more than 5 None Lara, Shull & May, LLC 145589 7600 Leesburg Pike, Ste 120 East Falls Church VA VIRGINIA 22043 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false more than 5 None LPL Financial Corporation 6413 One Beacon St., 22nd Flr Boston MA MASSACHUSETTS 02108-3106 All States false more than 5 None Mid Atlantic Capital Corporation 10674 1251 Waterfront Place, Ste 510 Pittsburgh PA PENNSYLVANIA 15222-6368 All States false more than 5 None Newport Coast Securities, Inc. 16944 18872 MacArthur Blvd., Ste 100 Irvine CA CALIFORNIA 92612 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false more than 5 None Purshe Kaplan Sterling Investments 35747 18 Corporate Woods Blvd. Albany NY NEW YORK 12211 All States false more than 5 None Rice Pontes Capital, Inc. 40056 2001 Crow Canyon Blvd.m Ste 150 San Ramon CA CALIFORNIA 94583 CA CALIFORNIA CO COLORADO OR OREGON false more than 5 None Sunbelt Securities, Inc. 42180 5065 Westheimer, Ste 600 Houston TX TEXAS 77056 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WY WYOMING false more than 5 None Triad Advisors, Inc. 25803 5785 Peachtree Parkway, Ste 280 Norcross GA GEORGIA 30092 All States false more than 5 None VSR Financial Services, Inc. 14503 8620 W. 110th St., #200 Overland Park KS KANSAS 66210-9651 All States false more than 5 None Wunderlich Securities, Inc. 2543 6000 Poplar Ave., Ste 150 Memphis TN TENNESSEE 38119 All States false more than 5 None Avondale Partners, LLC 46838 3102 West End Avenue Syite 1100 Nashville TN TENNESSEE 37203 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false more than 5 None Best Direct Securities, LLC 146053 One Peregrine Way Cedar Falls IA IOWA 50613 All States false more than 5 None Futures Investment Company 42402 5914 North 300 West Fremont IN INDIANA 46737 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KY KENTUCKY LA LOUISIANA MI MICHIGAN MO MISSOURI MT MONTANA NE NEBRASKA NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false more than 5 None Investment Centers of America, Inc 16443 5555 Grande Market Drive Appleton WI WISCONSIN 54913 All States false more than 5 None Invest Financial Corporation 12984 8745 Henderson Road Suite 300 Tampa FL FLORIDA 33634 All States false more than 5 None Kalos Capital, Inc. 44337 3780 Mansell Rd. Ste 150 Alpharetta GA GEORGIA 30022 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false more than 5 None SII Investents, Inc. 2225 5555 Grande Market Drive Appleton WI WISCONSIN 54913 All States false more than 5 None The Strategic Financial Alliance, Inc. 126514 2200 Century Parkway Suite 500 Atlanta GA GEORGIA 30345 All States false more than 5 None Western International Securities, Inc. 39262 70 South Lake Avenue Suite 700 Pasadena CA CALIFORNIA 91101 All States false Indefinite 168397741 Indefinite true 0 2303 212325 0 0 false Altegris QIM Futures Fund, L.P. Robert J. Amedeo Robert J Amedeo VP of GP 2011-10-05