-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A1xHBk5aQV0wcohc+kM7aHe5MNpeFtJLLswC3OI7beveJYGzoZy0nzQZv73rurix 2XAFxsd0qF3C5PX52XprBA== 0001468889-10-000002.txt : 20100812 0001468889-10-000002.hdr.sgml : 20100812 20100812072110 ACCESSION NUMBER: 0001468889-10-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100812 DATE AS OF CHANGE: 20100812 EFFECTIVENESS DATE: 20100812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Terra Secured Income Fund, LLC CENTRAL INDEX KEY: 0001468889 IRS NUMBER: 264751003 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-133308 FILM NUMBER: 101009434 BUSINESS ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-753-5100 MAIL ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0704 D/A LIVE 0001468889 Terra Secured Income Fund, LLC 805 THIRD AVENUE 8TH FLOOR NEW YORK NY NEW YORK 10022 212-753-5100 DELAWARE Terra Secured Income Fund I, LLC None Limited Liability Company true 2009 Simon J. Milde 805 Third Avenue, 8th floor New York NY NEW YORK 10022 Executive Officer Chairman of Terra Capital Advisors, LLC, the Manager Bruce D. Batkin 805 Third Avenue, 8th floor New York NY NEW YORK 10022 Executive Officer President of Terra Secured Income Fund, LLC and President and Chief Executive Officer of Terra Capital Advisors, LLC, the Manager Daniel J. Cooperman 805 Third Avenue, 8th floor New York NY NEW YORK 10022 Executive Officer Managing Director, Originations of Terra Capital Advisors, LLC, the Manager James J. Flood 805 Third Avenue, 8th floor New York NY NEW YORK 10022 Executive Officer Treasurer and Secretary of Terra Secured Income Fund, LLC and Chief Financial Officer and Chief Operating Officer of Terra Capital Advisors, LLC, the Manager Other Real Estate No Revenues 06 true 0001468889-09-000003 2009-07-28 false true false 50000 Lightstone Securities, LLC 132596 None None 1 International Boulevard Mahwah NJ NEW JERSEY 07495 All States false IBN Financial Services 43260 None None 8035 Oswego Road Liverpool NY NEW YORK 13090 CT CONNECTICUT FL FLORIDA MD MARYLAND NJ NEW JERSEY NY NEW YORK OH OHIO PA PENNSYLVANIA VT VERMONT WI WISCONSIN false World Equity Group 29087 None None 1650 N. Arlington Heights Road Arlington Heights IL ILLINOIS 60004 All States false Capitol Securities 14169 None None 7918 Jones Branch Drive Suite 800 McLean VA VIRGINIA 22102 All States false Synergy Investment Group 46035 None None 8320 University Executive Park Drive Suite 110 Charlotte NC NORTH CAROLINA 28262 All States false NorthStar Financial Partners 107708 None None 2150 Butterfield Drive Suite 220 Troy MI MICHIGAN 48084 CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA MD MARYLAND MI MICHIGAN MN MINNESOTA NM NEW MEXICO NY NEW YORK OH OHIO VT VERMONT false Workman Securities Corp 31898 None None 6500 City West Parkway Suite 350 Eden Prairie MN MINNESOTA 55344 All States false Waterford Investor Services 46227 None None 222 Middle Country Road Suite 209 Smithtown NY NEW YORK 11787 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Source Capital Group Inc. 36719 None None 276 Post Road West Westport CT CONNECTICUT 06880 All States false WFG Investments 22704 None None 12221 Merit Drive Suite 300 Dallas TX TEXAS 75251 All States false Abshier Webb Donnelly & Baker, Inc. 104051 None None 2500 CityWest Blvd. Suite 590 Houston TX TEXAS 77042 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN NE NEBRASKA NV NEVADA NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false Sunbelt Securities 42180 None None 5075 Westheimer Road Suite 670 Houston TX TEXAS 77056 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA IL ILLINOIS KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MN MINNESOTA MS MISSISSIPPI MO MISSOURI NJ NEW JERSEY false Resource Horizons 104368 None None 1350 Church Street Extension 3rd Floor Marietta GA GEORGIA 30060 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Okoboji Financial 33727 None None 1019 Highway 71 South Okoboji IA IOWA 51355 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA IL ILLINOIS IN INDIANA KS KANSAS MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NE NEBRASKA NV NEVADA NM NEW MEXICO NY NEW YORK ND NORTH DAKOTA OR OREGON SD SOUTH DAKOTA TX TEXAS UT UTAH WA WASHINGTON WI WISCONSIN false Institutional Capital Management, Inc. 41055 None None 5141 Virginia Way Suite 460 Brentwood TN TENNESSEE 37027 CA CALIFORNIA CT CONNECTICUT FL FLORIDA GA GEORGIA HI HAWAII LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MT MONTANA NV NEVADA NY NEW YORK NC NORTH CAROLINA OK OKLAHOMA OR OREGON PA PENNSYLVANIA TN TENNESSEE TX TEXAS UT UTAH WA WASHINGTON WI WISCONSIN WY WYOMING false Stephen A. Kohn 41067 None None 3232 S. Vance Street Suite 210 Lakewood CO COLORADO 80227 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA ID IDAHO IL ILLINOIS IA IOWA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA TX TEXAS WA WASHINGTON WI WISCONSIN false Berthel Fisher 13609 None None 701 Tama Street Bldg. B Marion IA IOWA 52302 All States false EDI Financial 15699 None None 12221 Merit Drive Suite 1020 Dallas TX TEXAS 75251 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA false Financial West Group 16668 None None 4510 E. Thousand Oaks Blvd. Suite 100 Westlake Village CA CALIFORNIA 91362 All States false Southeast Investments 43035 None None 820 Tyvola Road Suite 104 Charlotte NC NORTH CAROLINA 28217 AL ALABAMA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MI MICHIGAN MN MINNESOTA MS MISSISSIPPI NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Lowell and Co. 24913 None None 4021 84th Street Lubbock TX TEXAS 79423 AL ALABAMA CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS KS KANSAS MI MICHIGAN MO MISSOURI NM NEW MEXICO OK OKLAHOMA TX TEXAS VA VIRGINIA false Merrimac Corporate Securities 35463 None None 1185 Spring Center South Blvd. Suite 1060 Altamonte Springs FL FLORIDA 32714 AL ALABAMA AK ALASKA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Advisory Group Equity Services Ltd 15427 William McCance None 161 Ash Street Suite D Reading MA MASSACHUSETTS 01867 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS ME MAINE MD MARYLAND MA MASSACHUSETTS NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA VT VERMONT VA VIRGINIA false Dewaay Financial 30767 Dustin Bahnsen None 13001 University Avenue Clive IA IOWA 50325 All States false First Independent Financial Services 128904 Philip Palmer None 7134 S. Yale Suite 560 Tulsa OK OKLAHOMA 74136 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MO MISSOURI NV NEVADA NM NEW MEXICO NY NEW YORK OH OHIO OK OKLAHOMA PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WY WYOMING false First Midwest Securities, Inc. 21786 Trisha Cox None 207 W. Jefferson Suite 102 Bloomington IL ILLINOIS 61701 All States false Leigh Baldwin & Co., LLC 38751 Leigh Baldwin None 112 Albany Street Cazenovia NY NEW YORK 13035 AL ALABAMA AZ ARIZONA AR ARKANSAS CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MO MISSOURI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK ND NORTH DAKOTA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Resource Horizons 104368 Kelly Miller None 1350 Church Street Extension 3rd Floor Marietta GA GEORGIA 30060 All States false Transam Securities, Inc. 18923 Barry M. Smith None 1111 Douglas Avenue Altamonte Springs PA PENNSYLVANIA 32714 AL ALABAMA AZ ARIZONA CA CALIFORNIA CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false World Equity Group 29087 Michael Wolf None 1650 N. Arlington Heights Road Arlington Heights IL ILLINOIS 60004 All States false National Securities Corp 7569 Michael Cassella None 1001 Fourth Avenue Suite 2200 Seattle WA WASHINGTON 98154 All States false Capital Securities Management 14169 Mark Hamby None 7918 Jones Branch Drive Suite 800 McLean VA VIRGINIA 22102 All States false Omni Brokerage 16878 Greg Paul None 150 W. Civic Center Drive Suite 103 Sandy UT UTAH 84070 All States false Alternative Wealth Strategies, Inc. 130933 None None 1040 N. Kings Highway Marion NJ NEW JERSEY 08034 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY MI MICHIGAN MO MISSOURI NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Cape Securities 7072 None None 2005 Pennsylvania Avenue McLean VA VIRGINIA 22102 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false G. A. Repple & Company 17486 None None 101 Normandy Road Casselbery FL FLORIDA 32707 All States false Newbridge Securities 104065 None None 1451 Cypress Creek Road Ft. Lauderdale FL FLORIDA 33309 All States false 20000000 17672584 2327416 false 336 2000000 true 0 Based on Maximum Offering Price 0 false Terra Secured Income Fund, LLC Bruce D. Batkin Bruce D. Batkin President 2010-08-12 -----END PRIVACY-ENHANCED MESSAGE-----