-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K5PSc2Z1LtcrAOKTgvM8HI1lJVQApuWphAATgnUCTi+EAspF3QcVK5qOWYbQxAX8 +oKMnpZUDhewSZLoRTJD3Q== 0001468889-09-000003.txt : 20091028 0001468889-09-000003.hdr.sgml : 20091028 20091028080958 ACCESSION NUMBER: 0001468889-09-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20091028 DATE AS OF CHANGE: 20091028 EFFECTIVENESS DATE: 20091028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Terra Secured Income Fund, LLC CENTRAL INDEX KEY: 0001468889 IRS NUMBER: 264751003 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-133308 FILM NUMBER: 091140506 BUSINESS ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-753-5100 MAIL ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0603 D/A LIVE 0001468889 Terra Secured Income Fund, LLC 805 THIRD AVENUE 8TH FLOOR NEW YORK NY 10022 212-753-5100 DELAWARE Terra Secured Income Fund I, LLC None Limited Liability Company true 2009 Simon J. Milde 805 Third Avenue, 8th floor New York NY 10022 Executive Officer Chairman of Terra Capital Advisors, LLC, the Manager Bruce D. Batkin 805 Third Avenue, 8th floor New York NY 10022 Executive Officer President of Terra Secured Income Fund, LLC and President and Chief Executive Officer of Terra Capital Advisors, LLC, the Manager Daniel J. Cooperman 805 Third Avenue, 8th floor New York NY 10022 Executive Officer Managing Director, Originations of Terra Capital Advisors, LLC, the Manager James J. Flood 805 Third Avenue, 8th floor New York NY 10022 Executive Officer Treasurer and Secretary of Terra Secured Income Fund, LLC and Chief Financial Officer and Chief Operating Officer of Terra Capital Advisors, LLC, the Manager Other Real Estate No Revenues 06 true 0001468889-09-000002 2009-07-28 false true false 50000 Lightstone Securities, LLC 132596 None None 1 International Boulevard Mahwah NJ 07495 All States IBN Financial Services 43260 None None 8035 Oswego Road Liverpool NY 13090 CT FL MD NJ NY OH PA VT WI World Equity Group 29087 None None 1650 N. Arlington Heights Road Arlington Heights IL 60004 All States Capitol Securities 14169 None None 7918 Jones Branch Drive Suite 800 McLean VA 22102 All States Synergy Investment Group 46035 None None 8320 University Executive Park Drive Suite 110 Charlotte NC 28262 All States NorthStar Financial Partners 107708 None None 2150 Butterfield Drive Suite 220 Troy MI 48084 CA FL GA IL IN MD MI MN NM NY OH VT Workman Securities Corp 31898 None None 6500 City West Parkway Suite 350 Eden Prairie MN 55344 All States Waterford Investor Services 46227 None None 222 Middle Country Road Suite 209 Smithtown NY 11787 AL AZ CA CO CT DC FL GA HI IL IN IA KY LA ME MD MA MN MO NE NH NJ NM NY NC OH OK OR PA SC TN TX UT VA WA WV WI Source Capital Group Inc. 36719 None None 276 Post Road West Westport CT 06880 All States Community Bankers Securities 42794 None None 7501 Boulders View Drive Boulder IV, Suite 601 Richmond VA 23225 AL AZ CA CO CT DC FL GA HI IL IN IA KY LA ME MD MA MN MS NE NV NM NY NC ND OH OK OR PA SC SD TN TX UT VA WA WV WI WFG Investments 22704 None None 12221 Merit Drive Suite 300 Dallas TX 75251 All States Abshier Webb Donnelly & Baker, Inc. 104051 None None 2500 CityWest Blvd. Suite 590 Houston TX 77042 AL AK AZ AR CA CO FL GA HI ID IL IN IA KS KY LA ME MD MA MI NE NV NM NY NC OH OR PA TX UT VT VA WA WI WY Sunbelt Securities 42180 None None 5075 Westheimer Road Suite 670 Houston TX 77056 AZ AR CA CO CT FL IL KS KY LA MD MN MS MO NJ Resource Horizons 104368 None None 1350 Church Street Extension 3rd Floor Marietta GA 30060 AL AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA PR RI SC SD TN TX UT VT VA WA WV WI WY Okoboji Financial 33727 None None 1019 Highway 71 South Okoboji IA 51355 AZ AR CA CO FL IL IN KS MA MN MO NE NV NM NY ND OR SD TX UT WA WI Institutional Capital Management, Inc. 41055 None None 5141 Virginia Way Suite 460 Brentwood TN 37027 CA CT FL GA HI LA MD MA MI MN MT NV NY NC OK OR PA TN TX UT WA WI WY Stephen A. Kohn 41067 None None 3232 S. Vance Street Suite 210 Lakewood CO 80227 AZ CA CO CT FL ID IL IA MA MI MN MO NV NJ NY NC OH PA TX WA WI Berthel Fisher 13609 None None 701 Tama Street Bldg. B Marion IA 52302 All States EDI Financial 15699 None None 12221 Merit Drive Suite 1020 Dallas TX 75251 AK AZ AR CA CO CT FL GA IL IN IA KS KY MD MA MI MN NV NJ NM NY NC OH PA SC TN TX UT VA WA WV Financial West Group 16668 None None 4510 E. Thousand Oaks Blvd. Suite 100 Westlake Village CA 91362 All States Southeast Investments 43035 None None 820 Tyvola Road Suite 104 Charlotte NC 28217 AL CA CO CT DE FL GA ID IA KS KY LA MD MI MN MS NE NH NJ NY NC OH OK OR PA SC TN TX VA WA WV WI Lowell and Co. 24913 None None 4021 84th Street Lubbock TX 79423 AL CA FL GA IL KS MI MO NM OK TX VA Merrimac Corporate Securities 35463 None None 1185 Spring Center South Blvd. Suite 1060 Altamonte Springs FL 32714 AL AK CA CO CT DE FL GA ID IL IN IA LA ME MD MA MN MS MO NE NH NJ NM NY NC OH OR PA PR RI SC TX UT VA WA WV WI Advisory Group Equity Services Ltd 15427 William McCance None 161 Ash Street Suite D Reading MA 01867 AZ CA CO CT FL GA IL ME MD MA NH NJ NM NY NC OH PA RI SC VT VA Dewaay Financial 30767 Dustin Bahnsen None 13001 University Avenue Clive IA 50325 All States First Independent Financial Services 128904 Philip Palmer None 7134 S. Yale Suite 560 Tulsa OK 74136 AL AZ AR CA CO DE FL GA HI IL IN IA KS LA MD MA MO NV NM NY OH OK PA SC TN TX UT VT VA WA WY First Midwest Securities, Inc. 21786 Trisha Cox None 207 W. Jefferson Suite 102 Bloomington IL 61701 All States Leigh Baldwin & Co., LLC 38751 Leigh Baldwin None 112 Albany Street Cazenovia NY 13035 AL AZ AR CO CT DE FL GA ID IL IN KS LA ME MD MA MI MO NV NH NJ NM NY ND OH OR PA RI SC TN TX VT VA WA WV WI Resource Horizons 104368 Kelly Miller None 1350 Church Street Extension 3rd Floor Marietta GA 30060 All States Transam Securities, Inc. 18923 Barry M. Smith None 1111 Douglas Avenue Altamonte Springs PA 32714 AL AZ CA CT DE FL GA HI IL IN IA KY LA ME MD MA MN MO NE NH NJ NM NY NC OH OK OR PA SC TN TX UT VA WA WV WI World Equity Group 29087 Michael Wolf None 1650 N. Arlington Heights Road Arlington Heights IL 60004 All States National Securities Corp 7569 Michael Cassella None 1001 Fourth Avenue Suite 2200 Seattle WA 98154 All States Capital Securities Management 14169 Mark Hamby None 7918 Jones Branch Drive Suite 800 McLean VA 22102 All States Omni Brokerage 16878 Greg Paul None 150 W. Civic Center Drive Suite 103 Sandy UT 84070 All States Alternative Wealth Strategies, Inc. 130933 None None 1040 N. Kings Highway Marion NJ 08034 AZ AR CA CO CT DC FL GA HI ID IL IN IA KS KY MI MO NE NV NH NJ NY NC ND OH OK OR PA RI SC SD TX UT VT VA WA WV WI Cape Securities 7072 None None 2005 Pennsylvania Avenue McLean VA 22102 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VA WA WV WI WY G. A. Repple & Company 17486 None None 101 Normandy Road Casselbery FL 32707 All States Newbridge Securities 104065 None None 1451 Cypress Creek Road Ft. Lauderdale FL 33309 All States 20000000 50000 19950000 false 1 2000000 true 0 Based on Maximum Offering Price 0 false Terra Secured Income Fund, LLC Bruce D. Batkin Bruce D. Batkin President 2009-10-28 -----END PRIVACY-ENHANCED MESSAGE-----