0001663960-18-000007.txt : 20180119 0001663960-18-000007.hdr.sgml : 20180119 20180119115347 ACCESSION NUMBER: 0001663960-18-000007 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 EFFECTIVENESS DATE: 20180119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EM Plus CEF Fund CENTRAL INDEX KEY: 0001468225 IRS NUMBER: 263955819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-132790 FILM NUMBER: 18535958 BUSINESS ADDRESS: STREET 1: 4005 KENNETT PIKE STREET 2: SUITE 250 CITY: GREENVILLE STATE: DE ZIP: 19807 BUSINESS PHONE: 610-380-2110 MAIL ADDRESS: STREET 1: 4005 KENNETT PIKE STREET 2: SUITE 250 CITY: GREENVILLE STATE: DE ZIP: 19807 D/A 1 primary_doc.xml X0708 D/A LIVE 0001468225 EM Plus CEF Fund 4005 Kennett Pike Suite 250 Greenville DE DELAWARE 19807 610-380-2110 DELAWARE None None Business Trust true n/a City of London Investment Management Company Limited 77 Gracechurch Street London X0 UNITED KINGDOM EC3V0AS Executive Officer Investment Manager of the Issuer n/a BNY Mellon Trust of Delaware 4005 Kennett Pike Suite 250 Greenville DE DELAWARE 19807 Director Delaware Trustee of a Delaware Statutory Trust Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001468225-17-000002 2009-02-17 true true false 0 North Bridge Capital LLC 107320 Richard Allen Murphy 343386 85 Constitution Lane Suite 3C1 Danvers MA MASSACHUSETTS 01923 CA CALIFORNIA FL FLORIDA MA MASSACHUSETTS OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA VT VERMONT VA VIRGINIA false Indefinite 59004433 Indefinite false 3 6480 true 0 Investment Manager no longer compensates North Bridge Capital LLC for sales after November 2009. 0 false EM Plus CEF Fund Thomas W. Griffith Thomas W. Griffith Authorized Signatory 2018-01-19