0001468225-19-000001.txt : 20190118 0001468225-19-000001.hdr.sgml : 20190118 20190118090231 ACCESSION NUMBER: 0001468225-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190118 DATE AS OF CHANGE: 20190118 EFFECTIVENESS DATE: 20190118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EM Plus CEF Fund CENTRAL INDEX KEY: 0001468225 IRS NUMBER: 263955819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-132790 FILM NUMBER: 19532225 BUSINESS ADDRESS: STREET 1: 4005 KENNETT PIKE STREET 2: SUITE 250 CITY: GREENVILLE STATE: DE ZIP: 19807 BUSINESS PHONE: 610-380-2110 MAIL ADDRESS: STREET 1: 4005 KENNETT PIKE STREET 2: SUITE 250 CITY: GREENVILLE STATE: DE ZIP: 19807 D/A 1 primary_doc.xml X0708 D/A LIVE 0001468225 EM Plus CEF Fund 4005 Kennett Pike Suite 250 Greenville DE DELAWARE 19807 610-380-2110 DELAWARE None None Business Trust true n/a City of London Investment Management Company Limited 77 Gracechurch Street London X0 UNITED KINGDOM EC3V0AS Executive Officer Investment Manager of the Issuer n/a BNY Mellon Trust of Delaware 4005 Kennett Pike Suite 250 Greenville DE DELAWARE 19807 Director Delaware Trustee of a Delaware Statutory Trust Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001663960-18-000007 2009-02-17 true true false 0 North Bridge Capital LLC 107320 Richard Allen Murphy 343386 Crown Colony Park 400 Crown Colony Drive, Suite 602 Quincy MA MASSACHUSETTS 02169 CA CALIFORNIA FL FLORIDA MA MASSACHUSETTS NY NEW YORK OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA VT VERMONT VA VIRGINIA false Indefinite 59004433 Indefinite false 3 12417 true 0 Investment Manager no longer compensates North Bridge Capital LLC for sales after November 2009. 0 false EM Plus CEF Fund Thomas W. Griffith Thomas W. Griffith Director of the Investment Manager of the Issuer 2019-01-18