0001296069-21-000007.txt : 20210119 0001296069-21-000007.hdr.sgml : 20210119 20210119171028 ACCESSION NUMBER: 0001296069-21-000007 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20210119 DATE AS OF CHANGE: 20210119 EFFECTIVENESS DATE: 20210119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EM Plus CEF Fund CENTRAL INDEX KEY: 0001468225 IRS NUMBER: 263955819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-132790 FILM NUMBER: 21536307 BUSINESS ADDRESS: STREET 1: 4005 KENNETT PIKE STREET 2: SUITE 250 CITY: GREENVILLE STATE: DE ZIP: 19807 BUSINESS PHONE: 610-380-2110 MAIL ADDRESS: STREET 1: 4005 KENNETT PIKE STREET 2: SUITE 250 CITY: GREENVILLE STATE: DE ZIP: 19807 D/A 1 primary_doc.xml X0708 D/A LIVE 0001468225 EM Plus CEF Fund 4005 Kennett Pike Suite 250 Greenville DE DELAWARE 19807 610-380-2110 DELAWARE None None Other Delaware Statutory Trust true n/a City of London Investment Management Company Limited 77 Gracechurch Street London X0 UNITED KINGDOM EC3V0AS Executive Officer Investment Manager of the Issuer n/a BNY Mellon Trust of Delaware 4005 Kennett Pike Suite 250 Greenville DE DELAWARE 19807 Director Delaware Trustee of a Delaware Statutory Trust Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001371811-20-000006 2009-02-17 true true false 0 North Bridge Capital LLC 107320 Richard Allen Murphy 343386 Crown Colony Park 400 Crown Colony Drive, Suite 602 Quincy MA MASSACHUSETTS 02169 true Indefinite 59004433 Indefinite false 3 12417 true 0 North Bridge Capital LLC is no longer the placement agent for the Issuer. As of April 3, 2020, North Bridge Capital LLC is no longer entitled to any commissions. 0 false EM Plus CEF Fund Carlos M. Yuste Carlos M. Yuste Director of the Investment Manager of the Issuer 2021-01-19