-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J77fIVLXJBKRMq3b8fn0yhtrDfTZQnU3NrZIGKJeLdSyF10VnFwlkGlzpJLjApbm 2uYwzUIcmJ0U39yEu48TDQ== 0001467046-09-000001.txt : 20091112 0001467046-09-000001.hdr.sgml : 20091111 20091110215205 ACCESSION NUMBER: 0001467046-09-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091110 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Earthstone Investors IV, LP CENTRAL INDEX KEY: 0001467046 IRS NUMBER: 261571071 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-136016 FILM NUMBER: 091173506 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 310-943-4990 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90024 D 1 primary_doc.xml X0603 D LIVE 0001467046 Earthstone Investors IV, LP 10877 WILSHIRE BLVD 12TH FLOOR LOS ANGELES CA 90024 310-943-4990 DELAWARE None None Limited Partnership true 2007 None None TPCP Investment XIX, LLC 10877 Wilshire Blvd. 12th Floor Los Angeles CA 90024 Executive Officer Director General partner of issuer None None Triton Pacific Capital Partners, LLC 10877 Wilshire Blvd. 12th Floor Los Angeles CA 90024 Promoter Craig J. Faggen 10877 Wilshire Blvd. 12th Floor Los Angeles CA 90024 Executive Officer Ivan None Faggen 10877 Wilshire Blvd. 12th Floor Los Angeles CA 90024 Executive Officer Michael L. Carroll 10877 Wilshire Blvd. 12th Floor Los Angeles CA 90024 Executive Officer Investing No Revenues 06 3C 3C.1 false 2008-01-08 false true false 60000 Triton Pacific Securities, LLC 139919 None None 10877 Wilshire Blvd., 12th Floor Los Angeles CA 90024 CA FL 660000 660000 0 false 2 9900 0 This commission was paid to a broker which is related to the issuer. See Item 12. 20000 false Earthstone Investors IV, LP Michael L. Carroll Michael L. Carroll Secretary 2009-11-10 -----END PRIVACY-ENHANCED MESSAGE-----