0001466858-19-000003.txt : 20190906 0001466858-19-000003.hdr.sgml : 20190906 20190906163000 ACCESSION NUMBER: 0001466858-19-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190906 DATE AS OF CHANGE: 20190906 EFFECTIVENESS DATE: 20190906 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oaktree Principal Fund V (Cayman) Ltd. CENTRAL INDEX KEY: 0001466858 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-348217 FILM NUMBER: 191079956 BUSINESS ADDRESS: STREET 1: 87 Mary Street STREET 2: George Town Grand Cayman CITY: Cayman Islands KY1- 9001 STATE: E9 ZIP: 00000 BUSINESS PHONE: 213-830-6300 MAIL ADDRESS: STREET 1: 87 Mary Street STREET 2: George Town Grand Cayman CITY: Cayman Islands KY1- 9001 STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Oaktree Principal Fund V (Cayman) Ltd DATE OF NAME CHANGE: 20090622 D 1 primary_doc.xml X0708 D LIVE 0001466858 Oaktree Principal Fund V (Cayman) Ltd. 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 213-830-6300 CAYMAN ISLANDS Oaktree Principal Fund V (Cayman) Ltd Corporation true N/A N/A Oaktree Principal Fund V GP, L.P. 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Sole Shareholder of Issuer N/A N/A Oaktree Capital Management, L.P. 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Promoter Investment Manager of the Issuer Howard Marks c/o Oaktree Capital Management, L.P. 333 South Grand Avenue, 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the Investment Manager Bruce Karsh c/o Oaktree Capital Management, L.P. 333 South Grand Avenue, 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the Investment Manager Sheldon Stone c/o Oaktree Capital Management, L.P. 333 South Grand Avenue, 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the Investment Manager John Frank c/o Oaktree Capital Management, L.P. 333 South Grand Avenue, 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the Investment Manager Daniel Levin c/o Oaktree Capital Management, L.P. 333 South Grand Avenue, 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the Investment Manager Jay Wintrob c/o Oaktree Capital Management, L.P. 333 South Grand Avenue, 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the Investment Manager Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false true true true true false 0 Evercore Group, L.L.C. 42405 None None 55 East 52nd Street New York NY NEW YORK 10055 All States false Indefinite 0 Indefinite false 0 0 true 0 true A placement agent has been retained and will be apportioned a percentage of commitments received by the Fund. 0 true The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer. false Oaktree Principal Fund V (Cayman) Ltd. Brian Price Brian Price VP of Director of Issuer 2019-09-06