0000919574-14-003679.txt : 20140610 0000919574-14-003679.hdr.sgml : 20140610 20140610142411 ACCESSION NUMBER: 0000919574-14-003679 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140610 DATE AS OF CHANGE: 20140610 EFFECTIVENESS DATE: 20140610 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SM Investors, L.P. CENTRAL INDEX KEY: 0001466821 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-132141 FILM NUMBER: 14901696 BUSINESS ADDRESS: STREET 1: 140 WEST 57TH STREET STREET 2: SUITE 7B CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-537-3600 MAIL ADDRESS: STREET 1: 140 WEST 57TH STREET STREET 2: SUITE 7B CITY: NEW YORK STATE: NY ZIP: 10019 D/A 1 primary_doc.xml X0707 D/A LIVE 0001466821 SM Investors, L.P. c/o S. Muoio & Co. LLC 509 Madison Avenue, Suite 406 NEW YORK NY NEW YORK 10022 212-297-2555 DELAWARE None None Limited Partnership true Salvatore Muoio 509 Madison Avenue, Suite 406 New York NY NEW YORK 10022 Executive Officer Managing Member of S. Muoio & Co. LLC, the General Partner of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0000919574-13-003855 1997-08-01 true true false 500000 N/A None Stifel Nicolaus & Company, Incorporated 793 501 North Broadway St. Louis MO MISSOURI 63102 All States false Indefinite 39269619 Indefinite true 1 118 0 true 0 true The entity listed in item 12 above is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management. 0 true false SM Investors, L.P. /s/ Salvatore Muoio Salvatore Muoio Managing Member of the General Partner 2014-06-10