0000919574-11-003883.txt : 20110620 0000919574-11-003883.hdr.sgml : 20110620 20110620155029 ACCESSION NUMBER: 0000919574-11-003883 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20110620 DATE AS OF CHANGE: 20110620 EFFECTIVENESS DATE: 20110620 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SM Investors, L.P. CENTRAL INDEX KEY: 0001466821 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-132141 FILM NUMBER: 11921029 BUSINESS ADDRESS: STREET 1: 509 MADISON AVENUE, SUITE 406 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 297-2555 MAIL ADDRESS: STREET 1: 509 MADISON AVENUE, SUITE 406 CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0704 D/A LIVE 0001466821 SM Investors, L.P. 509 MADISON AVENUE, SUITE 406 NEW YORK NY NEW YORK 10022 (212) 297-2555 DELAWARE None None Limited Partnership true Salvatore Muoio 509 Madison Avenue, Suite 406 New York NY NEW YORK 10022 Executive Officer Managing Member of S. Muoio & Co. LLC, the General Partner of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.1 true 0000919574-10-003942 1997-08-01 true true false 500000 N/A None Stifel Nicolaus & Company, Incorporated 793 501 North Broadway St. Louis MO MISSOURI 63102 All States false Indefinite 37730579 Indefinite true 1 110 0 true 0 true The entity listed in item 12 above is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management. 0 true false SM Investors, L.P. /s/ Paul J. Paolino Paul J. Paolino Chief Financial Officer 2011-06-20