0000899140-19-000410.txt : 20190528 0000899140-19-000410.hdr.sgml : 20190528 20190528132947 ACCESSION NUMBER: 0000899140-19-000410 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190528 DATE AS OF CHANGE: 20190528 EFFECTIVENESS DATE: 20190528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-340489 FILM NUMBER: 19856888 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COWEN GROUP, INC. DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 D 1 primary_doc.xml X0708 D LIVE 0001466538 COWEN INC. 599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY NEW YORK 10022 212-845-7900 DELAWARE COWEN GROUP, INC. LexingtonPark Parent Corp Corporation true Jeffrey M. Solomon 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Executive Officer Director Chief Executive Officer and Director Brett Barth 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Director Katherine E. Dietze 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Director Steven Kotler 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Director Lawrence E. Leibowitz 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Director Jerome S. Markowitz 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Director Jack H. Nusbaum 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Director Margaret L. Poster 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Director Douglas A. Rediker 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Director Joseph R. Wright 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Director John Holmes 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Executive Officer Chief Operating Officer Stephen A. Lasota 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Executive Officer Chief Financial Officer Owen S. Littman 599 LEXINGTON AVENUE, 20TH FLOOR New York NY NEW YORK 10022 Executive Officer General Counsel and Secretary Investment Banking Decline to Disclose 06b false 2019-05-01 false true false 0 Sandler, O'Neill & Partners, L.P. 23328 Sandler, O'Neill & Partners, L.P. 23328 1251 Avenue of the Americas 6th Floor New York NY NEW YORK 10020 All States false Keefe, Bruyette & Woods, Inc. 481 Keefe, Bruyette & Woods, Inc. 481 787 Seventh Avenue 4th Floor New York NY NEW YORK 10019 All States false Indefinite 53000000 Indefinite false 21 1235000 true 0 0 false COWEN INC. Owen S. Litman Owen S. Litman See expalnation in item 3 2019-05-28