0001465725-14-000001.txt : 20140911 0001465725-14-000001.hdr.sgml : 20140911 20140911135435 ACCESSION NUMBER: 0001465725-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140911 DATE AS OF CHANGE: 20140911 EFFECTIVENESS DATE: 20140911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim High-Yield Plus Fund SPC CENTRAL INDEX KEY: 0001465725 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-132059 FILM NUMBER: 141097885 BUSINESS ADDRESS: STREET 1: GUGGENHEIM PARTNERS INVESTMENT MGMT, LLC STREET 2: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-381-4169 MAIL ADDRESS: STREET 1: GUGGENHEIM PARTNERS INVESTMENT MGMT, LLC STREET 2: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Guggenheim High-Yield Plus Fund Ltd DATE OF NAME CHANGE: 20090605 D/A 1 primary_doc.xml X0707 D/A LIVE 0001465725 Guggenheim High-Yield Plus Fund SPC Maples Corporate Services Limited Ugland House, South Church Street Grand Cayman E9 CAYMAN ISLANDS KY1-1104 345-949-8066 CAYMAN ISLANDS Guggenheim High-Yield Plus Fund Ltd Other Cayman Islands Exempted Company true 2009 n/a Guggenheim Partners Investment Management, LLC 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Promoter Manager Beth Haddock Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Jeffrey B. Abrams Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Michael P. Damaso Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Kevin H. Gunderson Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Thomas J. Hauser Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Zachary D. Warren Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer B. Scott Minerd Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Carrie Bunton Maples Fiduciary Services Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director William Shaw Maples Fiduciary Services Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 3C.7 true 0001465725-13-000002 2009-06-01 true true false 0 Guggenheim Securities, LLC 40638 None None 330 Madison Avenue 8th Floor New York NY NEW YORK 10017 All States false Indefinite 571182782 Indefinite false 73 0 0 0 false Guggenheim High-Yield Plus Fund SPC Beth Haddock Beth Haddock Chief Compliance Officer of the Manager 2014-09-11