0001615774-15-000308.txt : 20150217 0001615774-15-000308.hdr.sgml : 20150216 20150217161014 ACCESSION NUMBER: 0001615774-15-000308 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 EFFECTIVENESS DATE: 20150217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-234183 FILM NUMBER: 15622418 BUSINESS ADDRESS: STREET 1: 21860 BURBANK BLVD. STREET 2: SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 21860 BURBANK BLVD. STREET 2: SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 D 1 primary_doc.xml X0707 D LIVE 0001464790 B. Riley Financial, Inc. 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA CALIFORNIA 91367 818-884-3737 DELAWARE None Great American Group, Inc. Corporation true Thomas J. Kelleher 21860 Burbank Boulevard Suite 300 South Woodland Hills CA CALIFORNIA 91367 Executive Officer Bryant R. Riley 21860 Burbank Boulevard Suite 300 South Woodland Hills CA CALIFORNIA 91367 Executive Officer Director Phillip J. Ahn 21860 Burbank Boulevard Suite 300 South Woodland Hills CA CALIFORNIA 91367 Executive Officer Howard E. Weitzman 21860 Burbank Boulevard Suite 300 South Woodland Hills CA CALIFORNIA 91367 Executive Officer Matthew J. Hart 21860 Burbank Boulevard Suite 300 South Woodland Hills CA CALIFORNIA 91367 Director Hugh G. Hilton 21860 Burbank Boulevard Suite 300 South Woodland Hills CA CALIFORNIA 91367 Director Andrew Gumaer 21860 Burbank Boulevard Suite 300 South Woodland Hills CA CALIFORNIA 91367 Director Richard L. Todaro 21860 Burbank Boulevard Suite 300 South Woodland Hills CA CALIFORNIA 91367 Director Business Services Decline to Disclose 06b false 2015-02-02 false true true Issuer entered into a purchase agreement to aquire an invesment adviser. A portion of the closing consideration was the issuance of securities pursuant to this offering. 0 6666660 6666660 0 false 2 0 0 0 false B. Riley Financial, Inc. /s/ Thomas J. Kelleher Thomas J. Kelleher President 2015-02-17