0001607491-14-000012.txt : 20140630 0001607491-14-000012.hdr.sgml : 20140630 20140630170727 ACCESSION NUMBER: 0001607491-14-000012 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140630 DATE AS OF CHANGE: 20140630 EFFECTIVENESS DATE: 20140630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Great American Group, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-220111 FILM NUMBER: 14949830 BUSINESS ADDRESS: STREET 1: 21860 BURBANK BLVD. STREET 2: SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 21860 BURBANK BLVD. STREET 2: SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 D 1 primary_doc.xml X0707 D LIVE 0001464790 Great American Group, Inc. 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA CALIFORNIA 91367 818-884-3737 DELAWARE None None Corporation true Andrew Gumaer c/o Great American Group, Inc. 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA CALIFORNIA 91367 Executive Officer Director Phillip Ahn c/o Great American Group, Inc. 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA CALIFORNIA 91367 Executive Officer Harvey Yellen c/o Great American Group, Inc. 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA CALIFORNIA 91367 Executive Officer Director Scott Carpenter c/o Great American Group, Inc. 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA CALIFORNIA 91367 Executive Officer Bryant Riley c/o Great American Group, Inc. 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA CALIFORNIA 91367 Executive Officer Director Mark Klein c/o Great American Group, Inc. 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA CALIFORNIA 91367 Director Hugh Hilton c/o Great American Group, Inc. 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA CALIFORNIA 91367 Director Matthew Hart c/o Great American Group, Inc. 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA CALIFORNIA 91367 Director Thomas Kelleher c/o Great American Group, Inc. 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA CALIFORNIA 91367 Executive Officer Business Services Decline to Disclose 06b false 2014-06-18 false true true The shares referenced herein were issued as consideration pursuant to an acquisition agreement providing for the acquisition by Issuer of B. Riley and Co. Inc., B. Riley & Co. Holdings, LLC and Riley Investment Management LLC. 0 35208701 35208701 0 Issuer issued 4,191,512 shares of common stock in connection with its acquisition of the entities set forth above. The closing price per share of Issuer's common stock on the over-the-counter bulletin board on the date of issuance was $8.40 per share. false 2 0 0 0 false Great American Group, Inc. Phillip J. Ahn Phillip J. Ahn Chief Financial Officer, Chief Operating Officer 2014-06-30