0001393725-16-000272.txt : 20161116 0001393725-16-000272.hdr.sgml : 20161116 20161116094509 ACCESSION NUMBER: 0001393725-16-000272 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 EFFECTIVENESS DATE: 20161116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waddell & Reed Asset Strategy Fund, LLC CENTRAL INDEX KEY: 0001462237 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-133992 FILM NUMBER: 162001497 BUSINESS ADDRESS: STREET 1: WADDELL & REED INVESTMENT MANAGEMENT CO. STREET 2: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 BUSINESS PHONE: 913-236-1888 MAIL ADDRESS: STREET 1: WADDELL & REED INVESTMENT MANAGEMENT CO. STREET 2: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 D/A 1 primary_doc.xml X0707 D/A LIVE 0001462237 Waddell & Reed Asset Strategy Fund, LLC WADDELL & REED INVESTMENT MANAGEMENT CO. 6300 LAMAR AVENUE OVERLAND PARK KS KANSAS 66202 877.887.0867 DELAWARE None None Limited Liability Company true Philip J. Sanders 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Director Executive Officer and Director of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Kurt A. Sundeen 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Executive Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Nikki F. Newton 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Executive Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. John E., Jr. Sundeen 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Director Executive Officer and Director of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Jennifer A. Askins 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Brian T. Sullivan 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Chace F. Brundige 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Cynthia P. Prince-Fox 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001393725-15-000129 2009-08-31 true true false 0 Waddell & Reed, Inc. 866 D. Lynne Goodwin 2104110 6300 Lamar Avenue Overland Park KS KANSAS 66202 KS KANSAS false Waddell & Reed, Inc. 866 Nikki Farentino Newton 2999738 6300 Lamar Avenue Overland Park KS KANSAS 66202 IL ILLINOIS CT CONNECTICUT MI MICHIGAN OH OHIO MN MINNESOTA TX TEXAS CA CALIFORNIA FL FLORIDA MO MISSOURI KS KANSAS MA MASSACHUSETTS false Waddell & Reed, Inc. 866 Thomas Clayton Johnston 1562035 6300 Lamar Avenue Overland Park KS KANSAS 66202 AR ARKANSAS IL ILLINOIS CT CONNECTICUT GA GEORGIA AZ ARIZONA CA CALIFORNIA KS KANSAS LA LOUISIANA ME MAINE MI MICHIGAN CO COLORADO FL FLORIDA IA IOWA false Waddell & Reed, Inc. 866 Brian Thomas Sullivan 2766571 6300 Lamar Avenue Overland Park KS KANSAS 66202 MO MISSOURI KS KANSAS false Indefinite 30250000 Indefinite false 2 72216 true 0 0 true false Waddell & Reed Asset Strategy Fund, LLC /s/ Brian T. Sullivan Brian T. Sullivan Officer of the Manager and Promoter of the Issuer 2016-11-16