0001393725-14-000157.txt : 20141114 0001393725-14-000157.hdr.sgml : 20141114 20141113185415 ACCESSION NUMBER: 0001393725-14-000157 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waddell & Reed Asset Strategy Fund, LLC CENTRAL INDEX KEY: 0001462237 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-133992 FILM NUMBER: 141219810 BUSINESS ADDRESS: STREET 1: WADDELL & REED INVESTMENT MANAGEMENT CO. STREET 2: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 BUSINESS PHONE: 913-236-1888 MAIL ADDRESS: STREET 1: WADDELL & REED INVESTMENT MANAGEMENT CO. STREET 2: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 D/A 1 primary_doc.xml X0707 D/A LIVE 0001462237 Waddell & Reed Asset Strategy Fund, LLC WADDELL & REED INVESTMENT MANAGEMENT CO. 6300 LAMAR AVENUE OVERLAND PARK KS KANSAS 66202 913-236-1888 DELAWARE None None Limited Liability Company true Henry J. Herrmann 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Director Executive Officer of the Issuer and Executive Officer and Director of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Kurt A. Sundeen 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Executive Officer of the Issuer and Executive Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Nikki F. Newton 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Executive Officer of the Issuer and Executive Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. John E., Jr. Sundeen 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Executive Officer of the Issuer and Executive Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Cynthia L. LaGree 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Executive Officer of the Issuer and Executive Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Adlynn K. Harte 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Executive Officer of the Issuer Mark P. Buyle 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Executive Officer of the Issuer and Executive Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Michael L. Avery 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Executive Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Ryan F. Caldwell 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Executive Officer of Waddell & Reed Investment Management Company, the Manager and Promoter of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001393725-13-000094 2009-08-31 true true false 0 Waddell & Reed, Inc. 866 D. Lynne Goodwin 2104110 6300 Lamar Avenue Overland Park KS KANSAS 66202 KS KANSAS false Waddell & Reed, Inc. 866 Nikki Farentino Newton 2999738 6300 Lamar Avenue Overland Park KS KANSAS 66202 CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS KS KANSAS MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI OH OHIO TX TEXAS false Waddell & Reed, Inc. 866 Thomas Clayton Johnston 1562035 6300 Lamar Avenue Overland Park KS KANSAS 66202 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS IA IOWA KS KANSAS LA LOUISIANA ME MAINE MI MICHIGAN false Waddell & Reed, Inc. 866 Brian Thomas Sullivan 2766571 6300 Lamar Avenue Overland Park KS KANSAS 66202 KS KANSAS MO MISSOURI false Indefinite 30250000 Indefinite false 2 72216 true 0 0 true false Waddell & Reed Asset Strategy Fund, LLC /s/ Adlynn K. Harte Adlynn K. Harte Secretary of the Issuer 2014-11-13