0000905148-26-003114.txt : 20260629 0000905148-26-003114.hdr.sgml : 20260629 20260629124055 ACCESSION NUMBER: 0000905148-26-003114 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20260629 DATE AS OF CHANGE: 20260629 EFFECTIVENESS DATE: 20260629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Whitebox Multi-Strategy Fund, Ltd. CENTRAL INDEX KEY: 0001461781 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-130411 FILM NUMBER: 261133661 BUSINESS ADDRESS: ADDRESS IS A NON US LOCATION: YES STREET 1: MOURANT GOVERNANCE SERVICES (CAYMAN) LTD STREET 2: 94 SOLARIS AVENUE CITY: CAMANA BAY, GRAND CAYMAN PROVINCE COUNTRY: E9 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: ADDRESS IS A NON US LOCATION: YES STREET 1: MOURANT GOVERNANCE SERVICES (CAYMAN) LTD STREET 2: 94 SOLARIS AVENUE CITY: CAMANA BAY, GRAND CAYMAN PROVINCE COUNTRY: E9 D/A 1 primary_doc.xml X0708 D/A LIVE 0001461781 Whitebox Multi-Strategy Fund, Ltd. Mourant Governance Services (Cayman) Ltd 94 Solaris Avenue Camana Bay, Grand Cayman E9 CAYMAN ISLANDS KY1-1108 345-814-9231 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true n/a Whitebox Advisors LLC 3033 Excelsior Blvd, Suite 500 Minneapolis MN MINNESOTA 55416 Executive Officer Investment Manager Paul Roos Whitebox Advisors LLC 3033 Excelsior Blvd, Suite 500 Minneapolis MN MINNESOTA 55416 Executive Officer Grant Jackson GFM Ltd Buckingham Sq. 2nd Floor, 720A W. Bay Rd Grand Cayman E9 CAYMAN ISLANDS KY1-1001 Director Gary Linford HighWater Limited Grand Pav Comm Cen, 1st Fl 802 W. Bay Rd Grand Cayman E9 CAYMAN ISLANDS KY1-1107 Director George Bashforth Bridgestream Limited One Nexus Way, 3rd Floor Grand Cayman E9 CAYMAN ISLANDS KY1-1205 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000905148-25-002257 2009-04-01 true true false 5000000 Emergent Financial Group, Inc. 37891 None None 3600 American Boulevard West Suite 670 Bloomington MN MINNESOTA 55431 HI HAWAII TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN MA MASSACHUSETTS MD MARYLAND IA IOWA OH OHIO GA GEORGIA MI MICHIGAN OK OKLAHOMA CA CALIFORNIA UT UTAH WV WEST VIRGINIA MN MINNESOTA MO MISSOURI IL ILLINOIS OR OREGON IN INDIANA MS MISSISSIPPI KS KANSAS AL ALABAMA KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA AZ ARIZONA NH NEW HAMPSHIRE TN TENNESSEE NJ NEW JERSEY VT VERMONT DC DISTRICT OF COLUMBIA NM NEW MEXICO false Register Financial Associates, Inc. 30568 None None 3500 Lenox Road Suite 1700 Atlanta GA GEORGIA 30326 TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA WI WISCONSIN MA MASSACHUSETTS MD MARYLAND OH OHIO GA GEORGIA MI MICHIGAN OK OKLAHOMA CA CALIFORNIA MO MISSOURI IL ILLINOIS OR OREGON IN INDIANA MS MISSISSIPPI AL ALABAMA VA VIRGINIA CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA NC NORTH CAROLINA ND NORTH DAKOTA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE TN TENNESSEE NJ NEW JERSEY VT VERMONT DC DISTRICT OF COLUMBIA NM NEW MEXICO false UBS Finanical Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Rockefeller Financial LLC 291361 None None 45 Rockefeller Plaza Floor 5 New York NY NEW YORK 10111 All States false Indefinite 2303778566 Indefinite false 817 4952751 true 0 Emergent Financial Group, Inc. no longer acts as placement agent. 0 false Whitebox Multi-Strategy Fund, Ltd. Lisa Conrad Lisa Conrad General Counsel & CCO of the Investment Manager 2026-06-29