0001012975-17-000232.txt : 20170321 0001012975-17-000232.hdr.sgml : 20170321 20170321155048 ACCESSION NUMBER: 0001012975-17-000232 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170321 DATE AS OF CHANGE: 20170321 EFFECTIVENESS DATE: 20170321 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Candlewood Special Situations Fund, Ltd. CENTRAL INDEX KEY: 0001461496 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129995 FILM NUMBER: 17704206 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 345-949-8066 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FORMER COMPANY: FORMER CONFORMED NAME: Candlewood Special Situations Fund Ltd. DATE OF NAME CHANGE: 20110329 FORMER COMPANY: FORMER CONFORMED NAME: Credit Suisse Candlewood Special Situations Fund Ltd. DATE OF NAME CHANGE: 20100225 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE CANDLEWOOD SPECIAL SITUATIONS FUND LTD. DATE OF NAME CHANGE: 20100225 D/A 1 primary_doc.xml X0707 D/A LIVE 0001461496 Candlewood Special Situations Fund, Ltd. C/O MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, PO BOX 309 GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 345-949-8066 CAYMAN ISLANDS Candlewood Capital Partners Fund Ltd. Candlewood Special Situations Fund Ltd. Credit Suisse Candlewood Special Situations Fund Ltd. CREDIT SUISSE CANDLEWOOD SPECIAL SITUATIONS FUND LTD. Corporation true N/A Candlewood Investment Group, LP 555 Theodore Fremd Avenue Suite C-303 Rye NY NEW YORK 10580 Executive Officer Investment Manager of Issuer Scott Somerville c/o Maples FS P.O. Box 1093, Boundary Hall, Cricket Sq Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Mark Cook c/o International Management Svcs., Ltd. P.O. Box 61, 4th Floor, Harbour Centre George Town E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001012975-16-001096 2007-08-01 true true true false 100000 UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue Mail Code: H0004-050 St. Louis MO MISSOURI 63103 All States false Wells Fargo Advisors Financial Network, LLC 11025 None None One North Jefferson Avenue Mail Code: H0004-05B St. Louis MO MISSOURI 63103 All States false Morgan Stanley Smith Barney LLC 149777 None None 2000 Westchester Avenue Purchase NY NEW YORK 10577 All States false Indefinite 751194424 Indefinite false 120 0 0 No commission paid by Issuer; however, Item 12 entities are paid by Investment Manager (or its affiliate)commissions or similar sales compensation equal to a percentage of fees paid by Issuer to Investment Manager (or its affiliate) from AUM 0 The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and (a special allocation of) a percentage of annual net profits. false Candlewood Special Situations Fund, Ltd. /s/ Michael Lau Michael Lau CEO of Investment Manager of Issuer 2017-03-21