0001461060-21-000002.txt : 20210323 0001461060-21-000002.hdr.sgml : 20210323 20210323113329 ACCESSION NUMBER: 0001461060-21-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20210323 DATE AS OF CHANGE: 20210323 EFFECTIVENESS DATE: 20210323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YORK ASIAN OPPORTUNITIES UNIT TRUST CENTRAL INDEX KEY: 0001461060 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129763 FILM NUMBER: 21763682 BUSINESS ADDRESS: STREET 1: ROYAL BANK HOUSE STREET 2: 4TH FLOOR, 24 SHEDDEN ROAD CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1110 BUSINESS PHONE: 345-949-9107 MAIL ADDRESS: STREET 1: ROYAL BANK HOUSE STREET 2: 4TH FLOOR, 24 SHEDDEN ROAD CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1110 D/A 1 primary_doc.xml X0708 D/A LIVE 0001461060 YORK ASIAN OPPORTUNITIES UNIT TRUST ROYAL BANK HOUSE 3RD FLOOR, 24 SHEDDEN ROAD GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1110 345-949-9107 CAYMAN ISLANDS None None Other Unit Trust true N/A Suntera (Cayman) Limited ROYAL BANK HOUSE 3RD FLOOR, 24 SHEDDEN ROAD GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1110 Director Trustee of the Issuer N/A York Asian Opportunities Domestic Holdings, LLC 767 FIFTH AVENUE 17TH FLOOR NEW YORK NY NEW YORK 10153 Executive Officer Manager of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001104659-20-037226 2007-04-01 true true false 250000 Credit Suisse Securities (USA) LLC 816 None None 11 MADISON AVENUE 24TH FLOOR NEW YORK NY NEW YORK 10010 All States false Jefferies LLC 2347 None None 520 MADISON AVENUE 16TH FLOOR NEW YORK NY NEW YORK 10022 All States false Merrill Lynch Alternative Investments LLC None None None 4 WORLD FINANCIAL CENTER 250 VESEY STREET NEW YORK NY NEW YORK 10080 All States false J.P. Morgan Securities LLC 79 None None 270 PARK AVENUE 5TH FLOOR NEW YORK NY NEW YORK 10017 All States false Indefinite 94181936 Indefinite The information in this Item 13 and the other information in this Form D relating to sales are limited to the Issuer's exempt U.S. offering only, and does not include sales to non-U.S. persons. false 26 602003 true 0 The above includes amounts paid to recipients listed in Item 12 relating to sales to non-U.S. Persons (as well as sales in the Issuer's exempt U.S. offering). All amounts are paid by the Manager out of fee income it receives from the Issuer. 0 The Manager of the Issuer will receive certain asset-based fees and may receive performance-based fees and allocations. false YORK ASIAN OPPORTUNITIES UNIT TRUST /s/ Richard P. Swanson Richard P. Swanson Chief Legal Officer of the Manager of the Issuer 2021-03-23