0001460960-16-000004.txt : 20160311 0001460960-16-000004.hdr.sgml : 20160311 20160311094059 ACCESSION NUMBER: 0001460960-16-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20160311 DATE AS OF CHANGE: 20160311 EFFECTIVENESS DATE: 20160311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENESIS SMALLER COMPANIES SICAV CENTRAL INDEX KEY: 0001460960 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129770 FILM NUMBER: 161499562 BUSINESS ADDRESS: STREET 1: BROWN BROTHERS HARRIMAN (LUXEMBOURG) STREET 2: 80, ROUTE D'ESCH CITY: LUXEMBOURG STATE: XX ZIP: L-1470 BUSINESS PHONE: 352-47-4-0661 MAIL ADDRESS: STREET 1: BROWN BROTHERS HARRIMAN (LUXEMBOURG) STREET 2: 80, ROUTE D'ESCH CITY: LUXEMBOURG STATE: XX ZIP: L-1470 D/A 1 primary_doc.xml X0707 D/A LIVE 0001460960 GENESIS SMALLER COMPANIES SICAV BROWN BROTHERS HARRIMAN (LUXEMBOURG) 80, ROUTE D'ESCH LUXEMBOURG XX Unknown L-1470 352-47-4-0661 LUXEMBOURG None None Other SICAV true JOHN HALLAM HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER MARK HUNTLEY HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER STEPHEN BIRKETT HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER MEL CARVILL HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER KAREN YERBURGH HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter PARTNER & OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER PAUL BALLANTINE HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter PARTNER OF INVESTMENT MANAGER OF ISSUER ARINDAM BHATTACHARJEE HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter PARTNER OF INVESTMENT MANAGER OF ISSUER ANDREW ELDER HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter PARTNER OF INVESTMENT MANAGER OF ISSUER DAVID de SOUSA SEAMAN HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter PARTNER OF INVESTMENT MANAGER OF ISSUER CATHERINE VLASTO HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter PARTNER OF INVESTMENT MANAGER OF ISSUER YIYONG YANG HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter PARTNER OF INVESTMENT MANAGER OF ISSUER RICHARD GODDARD MDO SERVICES 19 RUE DE BITBOURG LUXEMBOURG N4 LUXEMBOURG L-1273 Director JOHN CHRISTOPHER WILCOCKSON BROWN BROTHERS HARRIMAN (LUXEMBOURG) 2-8 AVENUE CHARLES DE GAULLE LUXEMBOURG N4 LUXEMBOURG L-1653 Director KAREN ROYDON HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter PARTNER OF INVESTMENT MANAGER OF ISSUER CHRIS ELLYATT HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Director Promoter PARTNER & OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER PETER HAMES HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Director Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER RUFUS FRAZIER HERITAGE HALL LE MARCHANT STREET ST PETER PORT Y7 GUERNSEY GY1 4HY Executive Officer Promoter PARTNER OF INVESTEMENT MANAGER OF ISSUER Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0001460960-15-000001 1996-03-01 true true false 0 Indefinite 2216615705 Indefinite false 35 0 0 0 false GENESIS SMALLER COMPANIES SICAV /s/ Chris Ellyatt Chris Ellyatt Director 2016-03-10