0001104659-20-037238.txt : 20200323 0001104659-20-037238.hdr.sgml : 20200323 20200323133725 ACCESSION NUMBER: 0001104659-20-037238 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200323 DATE AS OF CHANGE: 20200323 EFFECTIVENESS DATE: 20200323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YORK EUROPEAN OPPORTUNITIES UNIT TRUST CENTRAL INDEX KEY: 0001460956 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129772 FILM NUMBER: 20734472 BUSINESS ADDRESS: STREET 1: ROYAL BANK HOUSE STREET 2: 4TH FLOOR, 24 SHEDDEN ROAD CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1110 BUSINESS PHONE: 345-949-9107 MAIL ADDRESS: STREET 1: ROYAL BANK HOUSE STREET 2: 4TH FLOOR, 24 SHEDDEN ROAD CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1110 D/A 1 primary_doc.xml X0708 D/A LIVE 0001460956 YORK EUROPEAN OPPORTUNITIES UNIT TRUST ROYAL BANK HOUSE 3RD FLOOR, 24 SHEDDEN ROAD GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1110 345-949-9107 CAYMAN ISLANDS None None Other Unit Trust true N/A SMP Partners (Cayman) Limited ROYAL BANK HOUSE 3RD FLOOR, 24 SHEDDEN ROAD GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1110 Director Trustee of the Issuer N/A York European Opportunities Domestic Holdings, LLC 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY NEW YORK 10153 Executive Officer Manager of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001144204-10-014441 2005-02-01 true true false 250000 J.P. Morgan Securities LLC 79 None None 270 PARK AVENUE 5TH FLOOR NEW YORK NY NEW YORK 10017 All States false Credit Suisse Securities (USA) LLC 816 None None 11 MADISON AVENUE 24TH FLOOR NEW YORK NY NEW YORK 10103 All States false Deutsche Bank Securities Inc. 2525 None None 60 WALL STREET NEW YORK NY NEW YORK 10005 All States false Deutsche Bank Trust Company Americas None None None 345 PARK AVENUE 26TH FLOOR NEW YORK NY NEW YORK 10154 All States false Deutsche Bank National Trust Company None None None 345 PARK AVENUE 26TH FLOOR NEW YORK NY NEW YORK 10154 All States false Deutsche Bank Trust Company, N.A. None None None 345 PARK AVENUE 26TH FLOOR NEW YORK NY NEW YORK 10154 All States false Raymond James & Associates, Inc. 705 None None 880 CARILLON PARKWAY ST. PETERSBURG FL FLORIDA 33716 All States false Raymond James Financial Services, Inc. 6694 None None 880 CARILLON PARKWAY ST. PETERSBURG FL FLORIDA 33716 All States false Indefinite 1571777067 Indefinite The information in this Item 13 and the other information in this Form D relating to sales are limited to the Issuer's exempt U.S. offering only, and does not include sales to non-U.S. persons. false 164 10875599 true 0 The above includes amounts paid to recipients listed in Item 12 relating to sales to non-U.S. Persons (as well as sales in the Issuer's exempt U.S. offering). All amounts are paid by the Manager out of fee income it receives from the Issuer. 0 The Manager of the Issuer will receive certain asset-based fees and may receive performance-based fees and allocations. false YORK EUROPEAN OPPORTUNITIES UNIT TRUST /s/ Richard P. Swanson Richard P. Swanson Chief Legal Officer of the Manager of the Issuer 2020-03-23