0001144204-14-016649.txt : 20140319 0001144204-14-016649.hdr.sgml : 20140319 20140319162051 ACCESSION NUMBER: 0001144204-14-016649 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140319 DATE AS OF CHANGE: 20140319 EFFECTIVENESS DATE: 20140319 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YORK CREDIT OPPORTUNITIES UNIT TRUST CENTRAL INDEX KEY: 0001460898 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129790 FILM NUMBER: 14704158 BUSINESS ADDRESS: STREET 1: ROYAL BANK HOUSE STREET 2: 4TH FLOOR, 24 SHEDDEN ROAD CITY: GEORGE TOWN STATE: XX ZIP: CAYMAN BUSINESS PHONE: 345-949-9107 MAIL ADDRESS: STREET 1: ROYAL BANK HOUSE STREET 2: 4TH FLOOR, 24 SHEDDEN ROAD CITY: GEORGE TOWN STATE: XX ZIP: CAYMAN D/A 1 primary_doc.xml X0707 D/A LIVE 0001460898 YORK CREDIT OPPORTUNITIES UNIT TRUST ROYAL BANK HOUSE 4TH FLOOR, 24 SHEDDEN ROAD GEORGE TOWN XX Unknown CAYMAN 345-949-9107 CAYMAN ISLANDS None None Other Unit Trust true N/A Royal Bank of Canada Trust Company (Cayman) Limited ROYAL BANK HOUSE 4TH FLOOR, 24 SHEDDEN ROAD GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1110 Director Trustee of the Issuer N/A York Credit Opportunities Domestic Holdings, LLC 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY NEW YORK 10153 Executive Officer Manager of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001144204-13-016104 2001-11-01 true true false 250000 J.P. Morgan Securities LLC. 79 None None 270 PARK AVENUE 5TH FLOOR NEW YORK NY NEW YORK 10017 All States false Credit Suisse Securities (USA) LLC 816 None None 11 MADISON AVENUE 24TH FLOOR NEW YORK NY NEW YORK 10010 All States false Indefinite 1200440334 Indefinite The information in this Item 13 and the other information in this Form D relating to sales are limited to the Issuer's exempt U.S. offering only, and does not include sales to non-U.S. persons. false 272 17780082 true 0 true The above includes amounts paid to recipients listed in Item 12 relating to sales to non-U.S. Persons (as well as sales in the Issuer's exempt U.S. offering). All amounts are paid by the Manager out of fee income it receives from the Issuer. 0 The Manager of the Issuer will receive certain asset-based fees and may receive performance-based fees and allocations. false YORK CREDIT OPPORTUNITIES UNIT TRUST /s/ Richard P. Swanson Richard P. Swanson General Counsel of the Manager of the Issuer 2014-03-19