0001192482-14-000057.txt : 20140317 0001192482-14-000057.hdr.sgml : 20140317 20140317160052 ACCESSION NUMBER: 0001192482-14-000057 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140317 DATE AS OF CHANGE: 20140317 EFFECTIVENESS DATE: 20140317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PENN CONVERTIBLE FUND LP CENTRAL INDEX KEY: 0001460893 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129776 FILM NUMBER: 14697588 BUSINESS ADDRESS: STREET 1: NAVY YARD CORPORATE CENTER STREET 2: 3 CRESCENT DRIVE, SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-302-1500 MAIL ADDRESS: STREET 1: NAVY YARD CORPORATE CENTER STREET 2: 3 CRESCENT DRIVE, SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 D/A 1 primary_doc.xml X0707 D/A LIVE 0001460893 PENN CONVERTIBLE FUND LP NAVY YARD CORPORATE CENTER 3 CRESCENT DRIVE, SUITE 400 PHILADELPHIA PA PENNSYLVANIA 19112 215-302-1500 DELAWARE None None Limited Partnership true Richard A. Hocker Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of Penn Capital Management Company, Inc., the general partner of the Issuer (the "General Partner"). Marcia A. Hocker Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of the General Partner. Kimberly A. Hocker Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Director of the General Partner. Kirsten A. Hocker Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Director of the General Partner. Eric J. Green Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Christian M. Noyes Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Scott D. Schumacher, Sr. Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Gerald McBride Navy Yard Corporate Center 3 Crescent Drive, Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001192482-13-000046 2004-02-02 true true false 0 SMH Capital Inc. 20580 None None 600 Travis Street Houston TX TEXAS 77002 NH NEW HAMPSHIRE IL ILLINOIS NJ NEW JERSEY TN TENNESSEE CA CALIFORNIA FL FLORIDA PA PENNSYLVANIA false VSR Financial Services Incorporated 14503 None None 8620 W 110th St Overland Park KS KANSAS 66210 NH NEW HAMPSHIRE IL ILLINOIS NJ NEW JERSEY TN TENNESSEE CA CALIFORNIA FL FLORIDA PA PENNSYLVANIA false Indefinite 15118262 Indefinite false 40 0 75848 true 0 false PENN CONVERTIBLE FUND LP /s/ Gerald McBride Gerald McBride CFO of the General Partner 2014-03-17