0001460873-12-000001.txt : 20120417 0001460873-12-000001.hdr.sgml : 20120417 20120417121113 ACCESSION NUMBER: 0001460873-12-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120417 DATE AS OF CHANGE: 20120417 EFFECTIVENESS DATE: 20120417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Union Avenue Investors LLC CENTRAL INDEX KEY: 0001460873 IRS NUMBER: 264082036 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-130588 FILM NUMBER: 12763035 BUSINESS ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 702-7132 MAIL ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0705 D/A LIVE 0001460873 Union Avenue Investors LLC 527 MADISON AVENUE 6TH FLOOR NEW YORK NY NEW YORK 10022 (212) 702-7132 DELAWARE None None Limited Liability Company true 2009 Thomas R. Grossman 527 Madison Avenue 6th Floor New York NY NEW YORK 10022 Executive Officer Promoter Managing Member of Union Avenue Capital LLC, the Issuer's Managing Member Union Avenue Capital LLC Union Avene Capital LLC 527 Madison Avenue 6th Floor New York NY NEW YORK 10022 Director Managing Member Pooled Investment Fund Hedge Fund false $1 - $5,000,000 06 3C 3C.7 true 0001460873-11-000001 2009-04-17 true true true false 100000 Hastings Capital Group, LLC 142998 None None 527 Madison Avenue 16th Floor New York NY NEW YORK 10022 AL ALABAMA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MS MISSISSIPPI MO MISSOURI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Barbara Lynn Justiz 124998 Concept Capital Markets, LLC 153397 1010 Franklin Avenue Suite 303 Garden City NY NEW YORK 11530 CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OR OREGON PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA false Indefinite 2200000 Indefinite false 5 0 962500 Annual flat fee paid to Hastings Capital Group. The agreement with Hastings Capital Group terminated 12/31/2011. 0 false Union Avenue Investors LLC /s/Thomas R. Grossman Thomas R. Grossman Mng. Mem. of Union Avenue Capital LLC the Issuer's Mng. Mem. 2012-04-17