0001460175-15-000001.txt : 20150305 0001460175-15-000001.hdr.sgml : 20150305 20150305084050 ACCESSION NUMBER: 0001460175-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150305 DATE AS OF CHANGE: 20150305 EFFECTIVENESS DATE: 20150305 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEIX CREDIT OPPORTUNITIES FUND, LLC CENTRAL INDEX KEY: 0001460175 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-128939 FILM NUMBER: 15675797 BUSINESS ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE C-200 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 BUSINESS PHONE: 201-391-0300 MAIL ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE C-200 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 FORMER COMPANY: FORMER CONFORMED NAME: SEIX CREDIT OPPORTUNITIES FUND LLC DATE OF NAME CHANGE: 20090326 D/A 1 primary_doc.xml X0707 D/A LIVE 0001460175 SEIX CREDIT OPPORTUNITIES FUND, LLC 10 MOUNTAINVIEW ROAD SUITE C-200 UPPER SADDLE RIVER NJ NEW JERSEY 07458 201-391-0300 DELAWARE SEIX CREDIT OPPORTUNITIES FUND LLC Limited Liability Company true none Seix Investment Advisors LLC 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 Promoter Managing Member of the Issuer James Francis Keegan 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 Executive Officer Chairman and Chief Investment Officer of the Managing Member of the Issuer George Michael Way 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 Executive Officer Chief Operating Officer of the Managing Member of the Issuer Deirdre Ann Dillon 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 Executive Officer Counsel, Chief Compliance Officer and AML Compliance Officer of the Managing Member of the Issuer Patrick James Mc Nelis 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 Executive Officer Head of Global Distribution & Client Services of the Managing Member of the Issuer George Konstantine Goudelias 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 Executive Officer Senior Portfolio Manager/Managing Director of the Managing Member of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001460121-14-000001 2007-06-01 true true true true Limited Liability Company Interests false 100000 Seix Investment Advisors LLC None None None 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 All States false SunTrust Investment Services, Inc. 17499 None None 3333 Peachtree Road 9th Floor Atlanta GA GEORGIA 30303 All States false SunTrust Bank (Personal Asset Management Division of Wealth and Investment Management) None None None 303 Peachtree St. Atlanta GA GEORGIA 30308 All States false Harvest Oak Capital, LLC None None None 1230 Peachtree Street NE Suite 2445 Atlanta GA GEORGIA 30309 All States false Indefinite 100841159 Indefinite false 133 0 0 Manager receives management fees which it may share with soliciting agents (Item 12); Fund pays no commissions directly. Total fees paid to date: $1,413,973.06. 16394208 true No direct payments to any listed individuals; base and incentive fees paid to Manager. false SEIX CREDIT OPPORTUNITIES FUND, LLC George Konstantine Goudelias George Konstantine Goudelias Sr Portfolio Mgr/Mng Director of Managing Member of Issuer 2015-03-04