0001460175-12-000001.txt : 20120309 0001460175-12-000001.hdr.sgml : 20120309 20120309103401 ACCESSION NUMBER: 0001460175-12-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120309 DATE AS OF CHANGE: 20120309 EFFECTIVENESS DATE: 20120309 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEIX CREDIT OPPORTUNITIES FUND, LLC CENTRAL INDEX KEY: 0001460175 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-128939 FILM NUMBER: 12679268 BUSINESS ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE C-200 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 BUSINESS PHONE: 201-391-0300 MAIL ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE C-200 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 FORMER COMPANY: FORMER CONFORMED NAME: SEIX CREDIT OPPORTUNITIES FUND LLC DATE OF NAME CHANGE: 20090326 D/A 1 primary_doc.xml X0704 D/A LIVE 0001460175 SEIX CREDIT OPPORTUNITIES FUND, LLC 10 MOUNTAINVIEW ROAD SUITE C-200 UPPER SADDLE RIVER NJ NEW JERSEY 07458 201-391-0300 DELAWARE SEIX CREDIT OPPORTUNITIES FUND LLC Limited Liability Company true 2007 none Seix Investment Advisors LLC 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 Promoter Manager of the Issuer James Francis Keegan 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 Executive Officer CEO and Chief Investment Officer of the Manager of the Issuer George Michael Way 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 Executive Officer Chief Operating Officer and Chief Financial Officer of the Manager of the Issuer Deirdre Ann Dillon 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 Executive Officer Counsel and Chief Compliance Officer of the Manager of the Issuer Patrick James Mc Nelis 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 Executive Officer Director of Client Services and Marketing of the Manager of the Issuer Michael Philip Kirkpatrick 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 Executive Officer Managing Director of the Manager of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001460175-11-000002 2007-06-01 true true true true Limited Liability Company Interests false 100000 Seix Investment Advisors LLC None None None 10 Mountainview Road Suite C-200 Upper Saddle River NJ NEW JERSEY 07458 All States false SunTrust Investment Services, Inc. 17499 None None 3333 Peachtree Road 9th Floor Atlanta GA GEORGIA 30303 All States false SunTrust Bank (Personal Asset Management Division of Wealth and Investment Management) None None None 303 Peachtree St. Atlanta GA GEORGIA 30308 All States false Harvest Oak Capital, LLC None None None 1230 Peachtree Street NE Suite 2445 Atlanta GA GEORGIA 30309 All States false Indefinite 100541159 Indefinite false 128 0 0 Manager receives management fees which it may share with soliciting agents (Item 12); fund pays no commissions directly. Total fees paid to date: $1,217,933. 10341456 true No direct payments to any listed individuals; base and incentive fees paid to Manager. Compensation of approximately $668,900 paid to some of the listed persons for 2011 from Manager's fees paid by Issuer and an affiliated fund false SEIX CREDIT OPPORTUNITIES FUND, LLC Michael Kirkpatrick Michael Kirkpatrick Managing Director of Seix Investment Advisors LLC 2012-03-09