-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UAyVVtRFW4dNx0gdLPX+GwLIhokFdKH0p0h8VYnFs1fjw0kVCOx3wo3R6V7e6con zbwu0kCCPa/C9N1nxuEsaA== 0001460121-10-000003.txt : 20100312 0001460121-10-000003.hdr.sgml : 20100312 20100312135539 ACCESSION NUMBER: 0001460121-10-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20100312 DATE AS OF CHANGE: 20100312 EFFECTIVENESS DATE: 20100312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEIX CREDIT OPPORTUNITIES FUND, LLC CENTRAL INDEX KEY: 0001460175 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-128939 FILM NUMBER: 10677000 BUSINESS ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE C-200 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 BUSINESS PHONE: 201-391-0300 MAIL ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE C-200 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 FORMER COMPANY: FORMER CONFORMED NAME: SEIX CREDIT OPPORTUNITIES FUND LLC DATE OF NAME CHANGE: 20090326 D/A 1 primary_doc.xml X0603 D/A LIVE 0001460175 SEIX CREDIT OPPORTUNITIES FUND, LLC 10 MOUNTAINVIEW ROAD SUITE C-200 UPPER SADDLE RIVER NJ 07458 201-391-0300 DELAWARE SEIX CREDIT OPPORTUNITIES FUND LLC Limited Liability Company true 2007 none Seix Investment Advisors LLC 10 Mountainview Road Suite C-200 Upper Saddle River NJ 07458 Promoter Manager of the Issuer Robert Sherman 10 Mountainview Road Suite C-200 Upper Saddle River NJ 07458 Executive Officer Chief Executive Officer of the Manager of the Issuer Michael McEachern 10 Mountainview Road Suite C-200 Upper Saddle River NJ 07458 Executive Officer President of the Manager of the Issuer James F. Keegan 10 Mountainview Road Suite C-200 Upper Saddle River NJ 07458 Executive Officer Chief Investment Officer of the Manager of the Issuer George Michael Way 10 Mountainview Road Suite C-200 Upper Saddle River NJ 07458 Executive Officer Chief Financial Officer of the Manager of the Issuer Deirdre Ann Dillon 10 Mountainview Road Suite C-200 Upper Saddle River NJ 07458 Executive Officer Counsel and Chief Compliance Officer of the Manager of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 9999999997-09-012857 2007-06-01 true true true true Limited Liability Company Interests false 100000 Seix Investment Advisors LLC None None None 10 Mountainview Road Suite C-200 Upper Saddle River NJ 07458 All States SunTrust Investment Services, Inc. 17499 None None 3333 Peachtree Road 9th Floor Atlanta GA 30303 All States SunTrust Bank (Personal Asset Management Division of Wealth and Investment Management) None None None 303 Peachtree St. Atlanta GA 30308 All States Stanford Group Company 39285 None None 5051 Westheimer 14th Floor Houston TX 77056 All States Harvest Oak Capital, LLC None None None 1230 Peachtree Street NE Suite 2445 Atlanta GA 30309 All States Indefinite 67206179 Indefinite false 70 0 0 Manager receives management fees which it may share with soliciting agents (Item 12); fund pays no commissions directly. Total fees paid to date: $315,219.24. 2589082 true No direct payments to any listed individuals; base and incentive fees paid to Manager. Compensation of approximately $200,000 paid to some of the listed persons for 2009 from Manager's fees paid by Issuer and an affiliated fund. false SEIX CREDIT OPPORTUNITIES FUND, LLC /s/ Robert Sherman Robert Sherman CEO of the Manager of the Issuer 2010-03-12 -----END PRIVACY-ENHANCED MESSAGE-----