0000902664-14-001365.txt : 20140225 0000902664-14-001365.hdr.sgml : 20140225 20140225123311 ACCESSION NUMBER: 0000902664-14-001365 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140225 DATE AS OF CHANGE: 20140225 EFFECTIVENESS DATE: 20140225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prisma Spectrum Fund Ltd CENTRAL INDEX KEY: 0001460067 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129080 FILM NUMBER: 14639643 BUSINESS ADDRESS: STREET 1: C/O THE HARBOUR TRUST CO. LTD. STREET 2: REGATTA OFFICE PARK, PO BOX 897 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 BUSINESS PHONE: (345) 949-4272 MAIL ADDRESS: STREET 1: C/O THE HARBOUR TRUST CO. LTD. STREET 2: REGATTA OFFICE PARK, PO BOX 897 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 FORMER COMPANY: FORMER CONFORMED NAME: Prisma Spectrum Fund Ltd. DATE OF NAME CHANGE: 20100303 FORMER COMPANY: FORMER CONFORMED NAME: PRISMA SPECTRUM FUND LTD DATE OF NAME CHANGE: 20090326 D/A 1 primary_doc.xml X0707 D/A LIVE 0001460067 Prisma Spectrum Fund Ltd C/O THE HARBOUR TRUST CO. LTD. REGATTA OFFICE PARK, PO BOX 897 GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1103 (345) 949-4272 CAYMAN ISLANDS None Prisma Spectrum Fund Ltd. PRISMA SPECTRUM FUND LTD Corporation true Girish V. Reddy c/o Prisma Capital Partners LP One Penn Plaza, Suite 3515 New York NY NEW YORK 10119 Director Scott P. Lennon c/o 19 Degrees North Fund Services, Ltd. Regatta Office Park, Ste. 110 Grand Cayman E9 CAYMAN ISLANDS KY1-1207 Director Alan Milgate c/o The Harbour Trust Co. Ltd. Regatta Office Park, PO Box 897 Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director - Prisma Capital Partners LP One Penn Plaza, Suite 3515 New York NY NEW YORK 10119 Executive Officer The Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001140361-13-009075 2005-05-01 true true true false 100000 Atlantic Trust Company None INVESCO NATIONAL TRUST COMPANY None TWO PEACHTREE POINTE SUITE 1100 ATLANTA GA GEORGIA 30309 All States false Deutsche Bank Securities Inc. 2525 None None 60 WALL STREET NEW YORK NY NEW YORK 10005 All States false Deutsche Bank Trust Company Americas None None None 280 PARK AVENUE 3RD FLOOR NEW YORK NY NEW YORK 10017 All States false InterSecurities, Inc. None Transamerica Financial Advisors, Inc. 16164 570 CARILLON PARKWAY ST. PETERSBURG FL FLORIDA 33768 All States false UBS Financial Services Inc. 8174 None None 1200 HARBOR BOULEVARD WEEHAWKEN NJ NEW JERSEY 07086 All States false Morgan Stanley Smith Barney LLC 149777 None None 2000 WESTCHESTER AVENUE PURCHASE NY NEW YORK 10577-2530 All States false Indefinite 1292845616 Indefinite false 161 1873667 0 0 The fund is charged a management fee and an incentive fee that are described in the fund's offering documents. false Prisma Spectrum Fund Ltd /s/ Francis J. Conroy Francis J. Conroy Chief Operating Officer 2014-02-25