0000902664-17-004605.txt : 20171218 0000902664-17-004605.hdr.sgml : 20171218 20171218103947 ACCESSION NUMBER: 0000902664-17-004605 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20171218 DATE AS OF CHANGE: 20171218 EFFECTIVENESS DATE: 20171218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NB Diversified Arbitrage Pension Fund Ltd. CENTRAL INDEX KEY: 0001460028 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129151 FILM NUMBER: 171260635 BUSINESS ADDRESS: STREET 1: CRICKET SQUARE, HUTCHINS DRIVE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 BUSINESS PHONE: 3531-707-5013 MAIL ADDRESS: STREET 1: CRICKET SQUARE, HUTCHINS DRIVE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 FORMER COMPANY: FORMER CONFORMED NAME: Lehman Brothers Diversified Arbitrage Pension Fund Ltd DATE OF NAME CHANGE: 20090326 D/A 1 primary_doc.xml X0708 D/A LIVE 0001460028 NB Diversified Arbitrage Pension Fund Ltd. CRICKET SQUARE, HUTCHINS DRIVE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1111 3531-707-5013 CAYMAN ISLANDS None Lehman Brothers Diversified Arbitrage Pension Fund Ltd Corporation true Anthony D. Tutrone Cricket Square, Hutchins Drive Grand Cayman E9 CAYMAN ISLANDS KY1-1111 Director Heather Zuckerman Cricket Square, Hutchins Drive Grand Cayman E9 CAYMAN ISLANDS KY1-1111 Director Cassandra Powell Cricket Square, Hutchins Drive Grand Cayman E9 CAYMAN ISLANDS KY1-1111 Director - Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York NY NEW YORK 10104 Promoter Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000902664-16-009115 2008-01-01 true true false 100000 Barclays Capital Inc. 19714 None None 200 PARK AVENUE NEW YORK NY NEW YORK 10166 All States false UBS Financial Services Inc. 8174 None None 51 WEST 52ND STREET NEW YORK NY NEW YORK 10019 All States false Morgan Stanley & Co. Incorporated 8209 None None 522 FIFTH AVENUE 13TH FLOOR NEW YORK NY NEW YORK 10036 All States false Kelson Capital LLC 149477 None None 56 SOUTH SUNNYCREST DRIVE LITTLE SILVER NJ NEW JERSEY 07739 MI MICHIGAN NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA RI RHODE ISLAND false Credit Suisse Securities (USA) LLC 816 None None 11 MADISON AVENUE NEW YORK NY NEW YORK 10011 All States false Neuberger Berman LLC 2908 None None 1290 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10104 All States false Indefinite 149642115 Indefinite false 16 2551114 true 0 0 The fund charges a management fee that is described in the fund's governing documents. false NB Diversified Arbitrage Pension Fund Ltd. /s/ Yonah Feder Yonah Feder Authorized Signatory 2017-12-15