0000902664-16-009115.txt : 20161215 0000902664-16-009115.hdr.sgml : 20161215 20161215170512 ACCESSION NUMBER: 0000902664-16-009115 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161215 DATE AS OF CHANGE: 20161215 EFFECTIVENESS DATE: 20161215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NB Diversified Arbitrage Pension Fund Ltd. CENTRAL INDEX KEY: 0001460028 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129151 FILM NUMBER: 162054342 BUSINESS ADDRESS: STREET 1: CRICKET SQUARE, HUTCHINS DRIVE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 BUSINESS PHONE: 3531-707-5013 MAIL ADDRESS: STREET 1: CRICKET SQUARE, HUTCHINS DRIVE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 FORMER COMPANY: FORMER CONFORMED NAME: Lehman Brothers Diversified Arbitrage Pension Fund Ltd DATE OF NAME CHANGE: 20090326 D/A 1 primary_doc.xml X0707 D/A LIVE 0001460028 NB Diversified Arbitrage Pension Fund Ltd. CRICKET SQUARE, HUTCHINS DRIVE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1111 3531-707-5013 CAYMAN ISLANDS None Lehman Brothers Diversified Arbitrage Pension Fund Ltd Corporation true Anthony D. Tutrone Cricket Square, Hutchins Drive Grand Cayman E9 CAYMAN ISLANDS KY1-1111 Director Heather Zuckerman Cricket Square, Hutchins Drive Grand Cayman E9 CAYMAN ISLANDS KY1-1111 Director Cassandra Powell Cricket Square, Hutchins Drive Grand Cayman E9 CAYMAN ISLANDS KY1-1111 Director - NB Alternative Investment Management LLC 605 Third Avenue 22nd Floor New York NY NEW YORK 10158 Promoter Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000902664-13-003949 2008-01-01 true true false 100000 Barclays Capital Inc. 19714 None None 200 PARK AVENUE NEW YORK NY NEW YORK 10166 All States false UBS Financial Services Inc. 8174 None None 51 WEST 52ND STREET NEW YORK NY NEW YORK 10019 All States false Morgan Stanley & Co. Incorporated 8209 None None 522 FIFTH AVENUE 13TH FLOOR NEW YORK NY NEW YORK 10036 All States false Kelson Capital LLC 149477 None None 56 SOUTH SUNNYCREST DRIVE LITTLE SILVER NJ NEW JERSEY 07739 MI MICHIGAN NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA RI RHODE ISLAND false Credit Suisse Securities (USA) LLC 816 None None 11 MADISON AVENUE NEW YORK NY NEW YORK 10011 All States false Neuberger Berman LLC 2908 None None 605 THIRD AVENUE NEW YORK NY NEW YORK 10158-3698 All States false Indefinite 130042115 Indefinite false 15 2213865 true 0 0 The fund charges a management fee that is described in the fund's governing documents. false NB Diversified Arbitrage Pension Fund Ltd. /s/ Yonah Feder Yonah Feder Authorized Signatory 2016-12-14