0000902664-14-001207.txt : 20140219 0000902664-14-001207.hdr.sgml : 20140219 20140219084625 ACCESSION NUMBER: 0000902664-14-001207 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 EFFECTIVENESS DATE: 20140219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YA Global Investments (U.S.), LP CENTRAL INDEX KEY: 0001459886 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-128807 FILM NUMBER: 14624035 BUSINESS ADDRESS: STREET 1: 101 Hudson Street STREET 2: Suite 3700 CITY: Jersey City STATE: NJ ZIP: 07302 BUSINESS PHONE: 201-985-8300 MAIL ADDRESS: STREET 1: 101 Hudson Street STREET 2: Suite 3700 CITY: Jersey City STATE: NJ ZIP: 07302 FORMER COMPANY: FORMER CONFORMED NAME: Y A Global Investments US LP DATE OF NAME CHANGE: 20090326 D/A 1 primary_doc.xml X0707 D/A LIVE 0001459886 YA Global Investments (U.S.), LP 101 HUDSON STREET SUITE 3700 JERSEY CITY NJ NEW JERSEY 07302 201-985-8300 DELAWARE None Y A Global Investments US LP Limited Partnership true - Yorkville Advisors GP, LLC 101 Hudson Street Suite 3700 Jersey City NJ NEW JERSEY 07302 Executive Officer General Partner Mark A. Angelo 101 Hudson Street Suite 3700 Jersey City NJ NEW JERSEY 07302 Executive Officer Managing Member of the General Partner Matthew J. Beckman 101 Hudson Street Suite 3700 Jersey City NJ NEW JERSEY 07302 Executive Officer Managing Member of the General Partner Gerald Eicke 101 Hudson Street Suite 3700 Jersey City NJ NEW JERSEY 07302 Executive Officer Managing Member of the General Partner David Gonzalez 101 Hudson Street Suite 3700 Jersey City NJ NEW JERSEY 07302 Executive Officer Managing Member of the General Partner Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001140361-13-007916 2007-03-07 true true false 0 Indefinite 7952114 Indefinite "Total Amount Sold" represents the current dollar amount of investments held by investors who still remain invested as of 1/1/14. In Item 14, the "total number of investors" reflects the current number of investors who remain invested as of 1/1/14. false 14 0 0 0 The fund charges a management fee that is described in the fund's offering documents. false YA Global Investments (U.S.), LP /s/ Steven S. Goldstein Steven S. Goldstein Chief Compliance Officer 2014-02-19